Tourism Planning and Policy: The Roles of Government, Public and Private Sectors and of International, National, State and Local Organisations, Thrust Areas and Special Tourism Areas, Sustainable, Pro-Poor and Responsible Tourism and Community Participation, Tourism Policy and the National Tourism Policy, Levels and Approaches of Planning and the PASOLP Method, the Five Year Plans, the Elements, Agents, Processes and Typologies of Development, State Policies, WTO Guidelines, Civic Bodies and Rural Tourism Planning

Unit VIII's first two paragraphs are tourism planning and tourism policy, which the syllabus treats together and which this chapter keeps together, because a policy is only as good as the planning that carries it out. The chapter explains the roles of government and of the public and private sectors in making policy, and of international, national, state and local organisations in carrying it out; planning for thrust areas and for the special tourism areas and circuits identified by the Ministry of Tourism, with the Swadesh Darshan, PRASHAD and Dekho Apna Desh initiatives; sustainable tourism development, pro-poor tourism, community participation and responsible tourism; the factors that shape tourism policy and India's national tourism policies; the levels of planning, the traditional approaches and the PASOLP method, which the syllabus writes "PASLOP"; the tourism features of the Five Year Plans; the elements, agents, processes and typologies of tourism development; state tourism policies; national planning for destination development and the planning guidelines of the World Tourism Organization, which the syllabus calls "WTO" and which is not the World Trade Organization; the role of urban civic bodies and town planning; and the characteristics of rural tourism planning. The economics of Unit VIII follow in the next chapter. NET Public Administration and Economics teach public policy and planning in general; this chapter is specific to tourism.

1. Roles in policy and planning, thrust areas and special tourism areas

Government plays several roles in tourism: coordinator of the many ministries and levels involved; planner; legislator and regulator (visas, safety, standards, land use, environmental clearance); provider of infrastructure and of public attractions such as monuments and parks; stimulator, through incentives and promotion; entrepreneur, through public-sector hotels and corporations; and protector of the public interest, of residents, heritage and the environment. The private sector invests in and runs most of the product, and it contributes to policy through its associations, consultation and partnership. International organisations such as UN Tourism set standards, statistics and guidelines and advise governments; the Ministry of Tourism sets national policy, promotes India abroad, funds infrastructure schemes and approves the trade; state departments and corporations develop and market their states, since land, law and order and most infrastructure are state subjects; and local bodies, municipalities and panchayats, provide the civic services, planning control and community link on which every destination depends.

Planning for thrust areas means concentrating scarce resources where they will do most good. The National Tourism Policy 2002 named seven key areas, the "seven S": Swagat (welcome), Soochana (information), Suvidha (facilitation), Suraksha (safety and security), Sahyog (cooperation), Samrachana (infrastructure) and Safai (cleanliness). It proposed special tourism areas, destinations to be developed in an integrated way under a dedicated authority, and the development of circuits, which the Ministry has carried forward through schemes. Swadesh Darshan, launched in 2014–15, funded the integrated development of theme-based circuits (Buddhist, heritage, coastal, desert, eco, Himalayan, Ramayana, Krishna, spiritual, tribal, wildlife, rural, North-East, Sufi and Tirthankar), and was revamped as Swadesh Darshan 2.0 in 2022 around sustainable and responsible destinations rather than circuits. PRASHAD, the National Mission on Pilgrimage Rejuvenation and Spiritual, Heritage Augmentation Drive, launched in 2014–15, develops pilgrimage and heritage sites. Dekho Apna Desh, launched in January 2020 and continued as a webinar series during the pandemic, encourages Indians to travel within India.

2. Sustainable tourism, pro-poor tourism, community participation and responsible tourism

ConceptMeaningKey source or Indian example
Sustainable tourism developmentTourism that takes full account of its current and future economic, social and environmental impacts, addressing the needs of visitors, the industry, the environment and host communitiesThe UNWTO and UNEP definition (2005); the Ministry of Tourism's Sustainable Tourism Criteria for India and its National Strategy for Sustainable Tourism (2022)
Pro-poor tourismTourism that generates net benefits for poor people, economic, social and environmental; not a product but an approach that unlocks opportunities for the poor within any kind of tourismDeveloped in the late 1990s by researchers working with the UK's Department for International Development; homestays, local guiding and craft sales in villages
Community participationThe involvement of local people in decisions about, and in the benefits of, tourism in their areaArnstein's ladder of citizen participation (1969), eight rungs from manipulation to citizen control; Tosun's forms of participation: coercive, induced and spontaneous
Responsible tourismTourism that makes better places for people to live in and better places to visit, with all stakeholders taking responsibility for its impactsThe Cape Town Declaration on Responsible Tourism in Destinations (2002); Kerala's responsible tourism initiative, begun at Kumarakom in 2008 and later run through the state's Responsible Tourism Mission

The practical tests of sustainability are limits (carrying capacity, zoning, visitor management), local benefit (local employment, local purchasing and local ownership that reduce leakage), community control over key decisions, conservation of the resources the product depends on, and monitoring with indicators. Kerala's model linked hotels and resorts with local farmers, fishers and artisans through village-level units, so that vegetables, fish and crafts were bought locally and village life became an experience sold to guests, which is responsible tourism and pro-poor tourism in one.

3. Tourism policy: its factors, India's national tourism policies and the Five Year Plans

Tourism policy is the set of goals, principles and guidelines by which a government shapes tourism. It is influenced by economic factors (the need for foreign exchange, jobs and regional development), political factors (ideology, federal relations, international relations and image), social and cultural factors (the protection of heritage and communities), environmental factors, security, technology and the pressure of the industry. India's first National Tourism Policy was announced in 1982; tourism was accorded the status of an industry the same year; the National Committee on Tourism reported in 1988; a National Action Plan for Tourism followed in 1992; and the National Tourism Policy 2002, the one still most cited, made tourism an engine of economic growth and employment, adopted the seven S and the special tourism areas, and gave the private sector the lead role in investment with the government as facilitator. The Ministry of Tourism later circulated a draft of a new national tourism policy (2022); whether and when a new policy is adopted should be checked.

In the Five Year Plans tourism entered as a separate sector with a small outlay in the Second Plan (1956–61), mostly for tourist facilities; later plans added accommodation through the ITDC, the promotion of foreign tourism for foreign exchange, and from the Seventh Plan (1985–90) onwards a view of tourism as an industry and an employer. The Eighth Plan (1992–97) coincided with liberalisation and the National Action Plan; the Tenth (2002–07) with the 2002 policy and the Incredible India campaign; and the Eleventh (2007–12) and Twelfth (2012–17) emphasised rural, pro-poor, inclusive and sustainable tourism, circuits and skill development. The Twelfth was the last: the Planning Commission was replaced by NITI Aayog on 1 January 2015, and plans gave way to other forms of strategy.

⚠️ The syllabus's "WTO" and "PASLOP"
"WTO Guidelines for Planners" in a tourism syllabus refers to the World Tourism Organization, now UN Tourism, which used the initials WTO before adding UN to avoid confusion with the World Trade Organization. The planning method written "PASLOP" is PASOLP, the Product Analysis Sequence for Outdoor Leisure Planning.

4. Levels and approaches of planning, PASOLP, and the elements, agents, processes and typologies of development

Tourism is planned at several levels: international (cross-border circuits, regional cooperation and the guidelines of international bodies), national (policy, the national brand, infrastructure schemes and priorities), regional (a group of states or a sub-region such as a coast or a mountain range), state (state policies and master plans), local (a town or district plan) and site (the detailed design of a resort, park or monument). Donald Getz (1987) identified the traditions of tourism planning: boosterism, the traditional approach that treats tourism as good in itself and plans only to promote it; the economic, industry-oriented approach; the physical or spatial approach, concerned with land use and carrying capacity; and the community-oriented approach, to which Michael Hall and others added sustainable planning. The traditional approach was the supply-led master plan drawn up by experts; the modern approach is integrated, continuous, participatory and sustainable.

PASOLP, the Product Analysis Sequence for Outdoor Leisure Planning (the syllabus's "PASLOP"), developed by Manuel Baud-Bovy and set out with Fred Lawson in their handbook of tourism and recreation planning, is a market- and product-led planning method. Instead of starting from a physical master plan, it proceeds in sequence: surveys and analyses of the markets, the resources and the existing supply, the competition and national and regional policy; the product analysis sequence itself, which identifies priority markets and the tourism products that match them; the physical and development plan for those products; and the assessment of economic, social and environmental impacts, with the results fed back to revise the plan. Its strength is that development is justified by demand for specific products.

Dimension (after Douglas Pearce, 1989)Content
ElementsWhat is developed: attractions, transport, accommodation, supporting facilities and infrastructure
AgentsWho develops: the public sector at each level, private firms large and small, local communities, and international agencies and investors
ProcessesHow development happens over time: spontaneous or planned, gradual or sudden, following stages such as those of Butler's cycle
TypologiesIntegrated development, in which a single developer builds a complete resort (often an enclave); catalytic development, in which a major developer's investment triggers many smaller ones; and dispersed or spontaneous development by many small local investors

5. State policies, national planning for destinations, WTO guidelines, civic bodies and rural tourism planning

Because land, law and order and most infrastructure are state subjects, the states make their own tourism policies, commonly offering capital subsidies and tax concessions for tourism units, land banks and single-window clearance, rules for homestays and heritage properties, and branding and events; Kerala, Rajasthan, Gujarat, Madhya Pradesh and Goa are among those whose policies are frequently studied. National planning for destination development combines central funding (Swadesh Darshan, PRASHAD, and assistance for infrastructure) with the states' master plans and with sector policies on aviation, rail, roads and heritage. The World Tourism Organization has published planning guidance for governments, including National and Regional Tourism Planning (1994) and a guide for local authorities on developing sustainable tourism (1998), which recommend an integrated, market-based, participatory and sustainable approach: set goals with stakeholders, survey and analyse, formulate a policy and a structure plan, identify priority projects, and monitor.

Urban civic bodies shape the tourism experience of every city. Under the 74th Constitutional Amendment (1992) municipalities were given functions listed in the Twelfth Schedule, among them urban planning and town planning, the regulation of land use and buildings, roads, water supply, sanitation and solid waste management, public amenities such as parking and conveniences, and the promotion of cultural and aesthetic aspects. Through master plans, zoning, building bye-laws, heritage precinct regulations, traffic management, street vending, signage and cleanliness, they decide whether a historic city is pleasant or chaotic to visit. Rural tourism planning has its own characteristics: it must be community-based and small in scale, keep ownership and income local (homestays, local guides, crafts), link tourism with agriculture and village crafts rather than replace them, build the capacity of villagers to host, provide basic infrastructure (access roads, sanitation, water, connectivity) without destroying rural character, work through the panchayats given their role by the 73rd Amendment (1992), respect carrying capacity and authenticity, and find access to markets through operators and online platforms.

Key takeaways

  • Government coordinates, plans, regulates, provides infrastructure, stimulates, acts as entrepreneur and protects the public interest; the private sector invests and operates; international bodies set standards, the Ministry sets national policy, states develop (land and infrastructure are state subjects) and local bodies deliver civic services.
  • NTP 2002's seven S are Swagat, Soochana, Suvidha, Suraksha, Sahyog, Samrachana and Safai, with special tourism areas and circuits; Swadesh Darshan (2014–15, revamped as 2.0 in 2022), PRASHAD (2014–15) and Dekho Apna Desh (January 2020) carry it forward.
  • Sustainable tourism accounts for economic, social and environmental impacts now and later (UNWTO 2005; India's national strategy 2022); pro-poor tourism seeks net benefits for the poor; participation runs up Arnstein's eight rungs and Tosun's coercive, induced and spontaneous forms; responsible tourism follows the Cape Town Declaration (2002) and Kerala's model (2008).
  • India's policies run from the 1982 policy and industry status through the 1992 action plan to NTP 2002 (a 2022 draft to be checked); tourism entered the Second Plan (1956–61) and the Twelfth (2012–17) was the last before NITI Aayog (1 January 2015).
  • Planning runs from international to site level; Getz's traditions are boosterism, economic, physical and community (plus sustainable); PASOLP (the syllabus's "PASLOP") is a market- and product-led sequence; Pearce's typologies are integrated, catalytic and dispersed; "WTO" is the World Tourism Organization; civic bodies (74th Amendment) and panchayats (73rd) carry planning to the ground.

Practice questions (10)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. Which of the following are among the seven key areas ("seven S") of the National Tourism Policy 2002? Select all that apply.

    1. Swagat (welcome)
    2. Swadesh (homeland)
    3. Suraksha (safety and security)
    4. Safai (cleanliness)
    Show answer

    Answer: A — Swagat (welcome); C — Suraksha (safety and security); D — Safai (cleanliness)

    The seven S are Swagat, Soochana, Suvidha, Suraksha, Sahyog, Samrachana and Safai. "Swadesh" is part of the name of the Swadesh Darshan scheme of 2014–15, not one of the policy's key areas.
  2. The planning method the syllabus writes as "PASLOP" is correctly expanded as

    1. Product Analysis Sequence for Outdoor Leisure Planning (PASOLP)
    2. Participatory Area Survey for Local Planning
    3. Public Accommodation and Standard Lodging Policy
    4. Planning and Sustainable Landscape Operations Programme
    Show answer

    Answer: A — Product Analysis Sequence for Outdoor Leisure Planning (PASOLP)

    PASOLP, associated with Baud-Bovy and Lawson, is a market- and product-led sequence: surveys and analyses, the product analysis sequence of priority markets and products, the development plan, and impact assessment with feedback.
  3. In the syllabus's phrase "WTO Guidelines for Planners", WTO stands for

    1. the World Travel Organisation of agents
    2. the World Tourism Organization, now UN Tourism
    3. the World Trade Organization
    4. the World Tourism Olympiad
    Show answer

    Answer: B — the World Tourism Organization, now UN Tourism

    The tourism body used the initials WTO before adding "UN" (UNWTO) to avoid confusion with the World Trade Organization, and it publishes planning guides for national and local governments.
  4. In Getz's traditions of tourism planning, the approach that treats tourism as good in itself and plans mainly to promote growth, with little regard to impacts, is

    1. the physical-spatial approach
    2. sustainable planning
    3. boosterism
    4. the community-oriented approach
    Show answer

    Answer: C — boosterism

    Boosterism is the simplistic, pro-growth tradition. The physical-spatial approach deals with land use and capacity, the community approach with local control, and sustainable planning integrates all impacts.
  5. In Douglas Pearce's typology of tourism development, a situation in which a major developer's resort triggers many smaller local investments around it is

    1. integrated development
    2. dispersed development
    3. enclave development with no linkages
    4. catalytic development
    Show answer

    Answer: D — catalytic development

    In catalytic development one large investment sparks complementary ones by others. Integrated development is a single developer building the whole resort, often an enclave, and dispersed development is many small investors without a lead developer.
  6. The Swadesh Darshan scheme, launched in 2014–15, originally funded

    1. skill training for hotel staff
    2. the rejuvenation of pilgrimage sites only
    3. domestic travel webinars during the pandemic
    4. the integrated development of theme-based tourist circuits
    Show answer

    Answer: D — the integrated development of theme-based tourist circuits

    Swadesh Darshan funded circuits such as the Buddhist, heritage, coastal and Ramayana circuits, and was revamped in 2022 as Swadesh Darshan 2.0 around sustainable destinations. Pilgrimage sites are PRASHAD's, skills Hunar Se Rozgar Tak's and the webinars Dekho Apna Desh's.
  7. How many rungs does Sherry Arnstein's ladder of citizen participation (1969) have? Give the number.

    Numerical answer — type the value.

    Show answer

    Answer: 8

    The ladder runs from manipulation and therapy (non-participation) through informing, consultation and placation (tokenism) to partnership, delegated power and citizen control, eight rungs in all. It is used to judge how far communities really control tourism decisions.
  8. Assertion (A): Pro-poor tourism is a distinct product, like ecotourism or adventure tourism, that can be sold in brochures. Reason (R): Pro-poor tourism is an approach that aims to increase the net benefits that poor people gain from any kind of tourism.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: D — A is false, but R is true

    A is false and R is true. Pro-poor tourism is not a product or niche; it is an approach that can be applied to mass, heritage or nature tourism alike, through local employment, purchasing and enterprise, which is exactly why A is wrong.
  9. Which of the following are forms of community participation in tourism described by Cevat Tosun? Select all that apply.

    1. Coercive participation
    2. Induced participation
    3. Spontaneous participation
    4. Catalytic participation
    Show answer

    Answer: A — Coercive participation; B — Induced participation; C — Spontaneous participation

    Tosun distinguished spontaneous participation (the community's own initiative and control), induced participation (the community is heard but has limited power) and coercive participation (involvement manipulated to serve others). "Catalytic" belongs to Pearce's typology of development.
  10. Urban planning, the regulation of land use and buildings, sanitation and public amenities were listed as functions of municipalities by

    1. the Eleventh Schedule added by the 73rd Constitutional Amendment (1992)
    2. the Environment (Protection) Act 1986
    3. the National Tourism Policy 2002
    4. the Twelfth Schedule added by the 74th Constitutional Amendment (1992)
    Show answer

    Answer: D — the Twelfth Schedule added by the 74th Constitutional Amendment (1992)

    The 74th Amendment gave urban local bodies the eighteen functions of the Twelfth Schedule, including urban and town planning. The 73rd Amendment and the Eleventh Schedule concern panchayats, which matter for rural tourism planning.