Theories in Social Anthropology I: Classical Evolutionism (Tylor, Morgan, Frazer, Maine, McLennan), the Three Schools of Diffusionism, Boas's Historical Particularism, Malinowski's Functionalism, and the Structural-Functionalism of Radcliffe-Brown, Firth, Fortes, Eggan and Parsons

Unit VIII is one of the two units of the syllabus that carry a heading of their own — here "Theories in Social Anthropology"; Unit IX is the other — and it lists fifteen schools with the names attached to each. It takes three chapters here, in historical order: this one runs from the nineteenth-century evolutionists to the functionalists of the 1920s–50s; the next takes structuralism, culture and personality, cultural ecology, neo-evolutionism and cultural materialism; the third takes symbolic, cognitive and interpretive anthropology, gender, the "posts" and ethnicity. Each theory is given with its question, its key works and concepts, its method and the criticism that moved the discipline on. The syllabus writes "Fraser" among the evolutionists; the anthropologist meant is Sir James George Frazer, author of The Golden Bough. NET Sociology teaches Malinowski, Radcliffe-Brown and Parsons among its structure-functionalists; here the sequence is anthropology's own, from the armchair to the field and from conjectural history to the analysis of living systems.

1. Classical evolutionism: Tylor, Morgan, Frazer, Maine and McLennan

The evolutionists of the second half of the nineteenth century asked how human institutions had come to be as they were, and answered that all societies pass through the same stages of development in the same order, from the simple to the complex, because the human mind is everywhere the same ("psychic unity") and responds to similar conditions in similar ways; contemporary "primitive" peoples therefore showed the earlier stages through which civilised peoples had passed. Their method was the comparative method — arranging customs gathered from travellers, missionaries and administrators from all over the world into a sequence — and the doctrine of survivals, customs that persist beyond the stage in which they had a use and so reveal the past. Edward Burnett Tylor (Researches into the Early History of Mankind, 1865; Primitive Culture, 1871) defined culture, divided history into savagery, barbarism and civilisation, made animism the origin of religion, and in 1889 ("On a Method of Investigating the Development of Institutions") used statistical "adhesions" between customs across 350 societies — to which Francis Galton objected that similarities might come from diffusion rather than independent development ("Galton's problem"). Lewis Henry Morgan, a lawyer of Rochester who studied the Iroquois (League of the Iroquois, 1851) and collected kinship terminologies worldwide (Systems of Consanguinity and Affinity, 1871), set out in Ancient Society (1877) seven "ethnical periods" — Lower, Middle and Upper Savagery, Lower, Middle and Upper Barbarism, and Civilisation — each begun by a technological invention (fire and fishing; the bow and arrow; pottery; the domestication of animals in the Old World and irrigated maize in the New; iron smelting; the phonetic alphabet and writing), with a parallel evolution of the family from promiscuity and the consanguine and punaluan families to the syndyasmian, the patriarchal and the monogamian, and of property and government; Engels built The Origin of the Family, Private Property and the State (1884) on it. James George Frazer (the syllabus's "Fraser"), the most famous of the armchair anthropologists, never did fieldwork; in The Golden Bough (1890; twelve volumes by 1915) he traced the evolution of thought from magic through religion to science, and he compiled Totemism and Exogamy (1910). Henry Sumner Maine, a jurist who served in India, compared Roman, Hindu and European law in Ancient Law (1861) and Village Communities in the East and West (1871), argued for the priority of the patriarchal family and traced the movement "from status to contract". John Ferguson McLennan, a Scottish lawyer, argued in Primitive Marriage (1865) — where he coined "exogamy" and "endogamy" — that early humans lived in promiscuous hordes, that female infanticide caused a shortage of women and hence polyandry and marriage by capture (surviving as mock capture in wedding rites), that kinship was first traced through women, and he introduced totemism (1869–70). J.J. Bachofen (Das Mutterrecht, 1861) had proposed an original matriarchy. The school's weaknesses were evident by 1900: its stages were conjectural history, its sequences unilinear, its values ethnocentric, and its evidence uncritically gathered; the reaction took two forms, diffusionism and Boas's historical particularism, and after Malinowski the field replaced the armchair.

EvolutionistKey workCentral ideaRemembered for
E.B. TylorPrimitive Culture (1871)Savagery → barbarism → civilisation; animism; survivalsThe definition of culture; adhesions (1889) and Galton's problem
L.H. MorganAncient Society (1877)Seven ethnical periods marked by inventions; evolution of family, property, governmentKinship terminologies (1871); the Iroquois; influence on Engels
J.G. Frazer ("Fraser")The Golden Bough (1890)Magic → religion → science; sympathetic magicThe archetypal armchair anthropologist; first chair of social anthropology (Liverpool, 1908)
H.S. MaineAncient Law (1861); Village Communities (1871)From status to contract; priority of the patriarchal familyComparative jurisprudence using Indian material
J.F. McLennanPrimitive Marriage (1865)Promiscuity → polyandry → marriage by capture; descent first through womenCoined exogamy and endogamy; introduced totemism
⚠️ Morgan's seven periods and their markers
Lower Savagery begins with the human species; Middle Savagery with fish subsistence and fire; Upper Savagery with the bow and arrow; Lower Barbarism with pottery; Middle Barbarism with domestic animals (Old World) or irrigated maize and adobe (New World); Upper Barbarism with iron; Civilisation with the phonetic alphabet and writing. Pottery, not agriculture, opens barbarism — the favourite trap.

2. Diffusionism: the British, German-Austrian and American schools

The diffusionists answered the evolutionists that humans are not very inventive, that important inventions were made once or a few times, and that cultural similarities are better explained by borrowing and migration (diffusion) than by parallel independent development. They divided into three schools. The British or "heliocentric" school held the most extreme view: Grafton Elliot Smith, an anatomist who had studied Egyptian mummies (The Ancient Egyptians, 1911; The Migrations of Early Culture, 1915; Human History, 1930), argued that civilisation — agriculture, metallurgy, mummification, megaliths, sun worship and kingship — arose once, in Egypt about 4000 BCE, and spread across the world with the "Children of the Sun", the title of W.J. Perry's book of 1923; W.H.R. Rivers, turning from evolutionism, explained Melanesian society by successive migrations in The History of Melanesian Society (1914). The German-Austrian or Kulturkreis ("culture circle") school was more systematic. Friedrich Ratzel (Anthropogeographie, 1882–91) set out the criterion of form — similar objects without a functional reason for similarity must be historically connected; Leo Frobenius introduced the Kulturkreis (1898); Fritz Graebner (Methode der Ethnologie, 1911) formalised the criteria of form (quality) and quantity — the more elements two cultures share, the likelier their connection — and later of continuity; and Father Wilhelm Schmidt of the Society of the Divine Word in Vienna, founder of the journal Anthropos (1906), arranged the world's cultures into a small number of culture circles spreading in sequence — primitive (hunter-gatherers), primary, secondary and tertiary — and argued in Der Ursprung der Gottesidee (twelve volumes, 1912–55) for a primitive monotheism (Urmonotheismus) among the simplest peoples. The American school was the most cautious and the most empirical. It limited diffusion to demonstrable historical contact within regions, mapped traits by culture areas — geographical regions sharing a common set of culture traits, an idea introduced by Otis Mason (1895) and systematised by Clark Wissler (The American Indian, 1917; Man and Culture, 1923) — and in Wissler's "age-area" hypothesis inferred that traits found over the widest area around a culture centre are the oldest, since they have had longest to spread; Alfred Kroeber (Cultural and Natural Areas of Native North America, 1939) refined the culture area with the "culture climax" of greatest intensity, and Edward Sapir (Time Perspective in Aboriginal American Culture, 1916) set out methods for inferring history from distributions. Diffusionism declined because its historical reconstructions could not be tested and its view of cultures as assemblages of traits ignored how the parts fit together — the point on which functionalism was built — but diffusion itself remains one of the mechanisms of culture change, and the culture area is still in use.

SchoolLeading figuresKey ideaKey work
British (heliocentric, Pan-Egyptian)G. Elliot Smith, W.J. Perry, W.H.R. RiversCivilisation arose once, in Egypt, and spread with the "Children of the Sun"The Migrations of Early Culture (1915); The Children of the Sun (1923)
German-Austrian (Kulturkreis)F. Ratzel, L. Frobenius, F. Graebner, W. SchmidtCulture circles spreading in layers; criteria of form and quantity; primitive monotheismMethode der Ethnologie (1911); Der Ursprung der Gottesidee (1912–55)
American (culture area)F. Boas, C. Wissler, A.L. Kroeber, E. SapirDiffusion within regions; culture areas; the age-area hypothesis; culture climaxThe American Indian (1917); Cultural and Natural Areas (1939)

3. Historical particularism: Franz Boas

Franz Boas (1858–1942), trained in physics and geography in Germany, turned to anthropology after his winter among the Inuit of Baffin Island (1883–84) and built American anthropology at Columbia University from 1899. In "The Limitations of the Comparative Method of Anthropology" (1896) he attacked the evolutionists' method: similar customs can arise from different causes and by different historical paths (the principle of convergence), so they cannot be lined up into universal stages until the history of each has been established. Each culture is the product of its own particular history — its environment, its borrowings, its internal developments — and must be studied in its own terms, inductively, by long fieldwork, collecting texts in the native language, before any generalisation is attempted. Marvin Harris later named this position "historical particularism" (The Rise of Anthropological Theory, 1968). Boas's other contributions were as large. He founded cultural relativism, the demand to understand each culture by its own values; he attacked racial determinism with his measurements of immigrants' children in New York (1910–12), whose head form changed with environment, and with The Mind of Primitive Man (1911), which denied any hierarchy of mental capacity between races; he established the four-field discipline and the American Anthropological Association (1902); he made language central, directing the Handbook of American Indian Languages (1911); and his long collaboration with George Hunt produced the Kwakiutl texts from which the potlatch is known. His students became American anthropology: Alfred Kroeber, Robert Lowie, Edward Sapir, Alexander Goldenweiser, Paul Radin, Ruth Benedict, Margaret Mead, Melville Herskovits, Ella Deloria and Zora Neale Hurston. The criticism of historical particularism is that its caution became a refusal to generalise, leaving a mass of ethnographic detail without theory; the neo-evolutionists (Unit VIII, next chapter) and Harris were its sharpest critics.

🧠 Who named Boas's school
Boas never called himself a historical particularist; Marvin Harris coined the label in 1968. The founding text is "The Limitations of the Comparative Method" (1896). Associate Boas with: cultural relativism, the four fields, the AAA (1902), the immigrant head-form study (1910–12), The Mind of Primitive Man (1911), George Hunt and the Kwakiutl, and the students from Kroeber to Hurston.

4. Functionalism: Bronislaw Malinowski

Bronislaw Malinowski (1884–1942), a Pole trained in physics and philosophy at Kraków who came to anthropology through Frazer's Golden Bough and studied under Seligman and Westermarck at the London School of Economics, created both the modern method of fieldwork and the theory of functionalism. His Trobriand monographs — Argonauts of the Western Pacific (1922), Crime and Custom in Savage Society (1926), Sex and Repression in Savage Society (1927), The Sexual Life of Savages (1929) and Coral Gardens and Their Magic (1935) — showed every institution working with every other in the living whole of a society. His theory, set out in A Scientific Theory of Culture (published in 1944, after his death), is biological and psychological: culture exists to satisfy human needs. There are basic needs — metabolism, reproduction, bodily comforts, safety, movement, growth and health — each met by a cultural response (commissariat, kinship, shelter, protection, activities, training, hygiene); derived or instrumental needs created by culture itself — economic organisation, social control, education, political organisation; and integrative or synthetic needs — knowledge, magic, religion, art and play — that give the whole its coherence. The unit of analysis is the institution, analysed by its charter, personnel, norms, material apparatus, activities and function. The function of any cultural element is the part it plays in satisfying needs, and every element has one — which his critics called the axiom of "universal functionalism". Malinowski's legacy is the intensive, participant fieldwork of a year or more in the native language that became the discipline's hallmark, the insistence on the native's point of view, and a generation of students at the LSE — Raymond Firth, Edward Evans-Pritchard, Isaac Schapera, Audrey Richards, Hortense Powdermaker, Meyer Fortes, Edmund Leach, Jomo Kenyatta. The criticisms are that functionalism reduced culture to biology and psychology, could not explain change or conflict, treated every trait as useful, and studied societies as if they had no history or colonial context.

⚠️ Malinowski's function is need, Radcliffe-Brown's is structure
For Malinowski the function of a custom is the need — ultimately biological or psychological — that it satisfies in individuals; for Radcliffe-Brown it is the contribution the custom makes to maintaining the social structure. Seven basic needs and seven cultural responses; derived and integrative needs; the institution with its charter — all Malinowski. An option giving "maintenance of social structure" as Malinowski's definition has swapped the two.

5. Structural-functionalism: Radcliffe-Brown, Firth, Fortes, Eggan and Parsons

A.R. Radcliffe-Brown (1881–1955), a student of Rivers and Haddon at Cambridge who worked in the Andaman Islands (1906–08; The Andaman Islanders, 1922) and in Western Australia, and taught at Cape Town, Sydney, Chicago and Oxford, built structural-functionalism on Durkheim's sociology rather than on psychology. He aimed at "a natural science of society" (his 1937 Chicago lectures, published in 1957) that would compare societies to discover general laws. Social structure is "the network of actually existing social relations" between persons, persisting as a structural form while individuals come and go; social organisation is the arrangement of activities. Function, by analogy with an organism, is "the contribution which a partial activity makes to the total activity of which it is a part" — the part a custom plays in maintaining the structure — so that a society is a functional unity, and customs are explained by the structure they sustain, not by their history (which he dismissed as conjectural) or by individual needs. His essays, collected in Structure and Function in Primitive Society (1952), analysed the mother's brother in South Africa (1924), joking relationships (1940), totemism, sanctions and the kinship systems of Australia and Africa (African Systems of Kinship and Marriage, 1950). Raymond Firth (1901–2002), Malinowski's successor at the LSE and the ethnographer of Tikopia (We, the Tikopia, 1936), distinguished social structure — the enduring framework of relations — from social organisation — the "systematic ordering of social relations by acts of choice and decision" within it (Elements of Social Organization, 1951), so bringing choice and change into the model. Meyer Fortes (1906–83), the ethnographer of the Tallensi of Ghana (The Dynamics of Clanship, 1945; The Web of Kinship, 1949), developed descent group theory ("The Structure of Unilineal Descent Groups", 1953), with the concept of complementary filiation and the developmental cycle of domestic groups, and edited African Political Systems (1940) with Evans-Pritchard. Fred Eggan (1906–91), Radcliffe-Brown's student at Chicago, combined structural-functional analysis with the American concern for history in Social Organization of the Western Pueblos (1950) and proposed the method of "controlled comparison" (1954) — comparing societies within one region with a shared history, so that differences can be related to specific causes. Talcott Parsons (1902–79), the Harvard sociologist, gave structural-functionalism its general theory of action in The Structure of Social Action (1937) and The Social System (1951): every social system must meet four functional prerequisites — adaptation, goal attainment, integration and latency (pattern maintenance), the AGIL scheme — and orientations to action are described by five pairs of "pattern variables" (affectivity–affective neutrality, diffuseness–specificity, particularism–universalism, ascription–achievement, collectivity–self orientation). The criticisms of structural-functionalism were those of functionalism — the neglect of change, conflict, history and the individual — and Evans-Pritchard's 1950 Marett lecture, which called social anthropology a kind of historiography rather than a natural science, opened the turn to meaning.

TheoristFieldwork or baseKey conceptKey work
A.R. Radcliffe-BrownAndaman Islands; AustraliaSocial structure as a network of relations; function as contribution to the wholeStructure and Function in Primitive Society (1952)
Raymond FirthTikopiaSocial structure versus social organisation (choice and decision)Elements of Social Organization (1951)
Meyer FortesTallensi (Ghana)Descent group theory; complementary filiation; developmental cycleThe Web of Kinship among the Tallensi (1949)
Fred EgganHopi and Western PueblosControlled comparison; structure with historySocial Organization of the Western Pueblos (1950)
Talcott ParsonsHarvard sociologyAGIL functional prerequisites; five pattern variablesThe Social System (1951)

Key takeaways

  • Classical evolutionism (psychic unity, the comparative method, survivals) is Tylor (savagery–barbarism–civilisation, animism, 1871), Morgan (seven ethnical periods marked by inventions, Ancient Society, 1877), Frazer — the syllabus's "Fraser" — (magic–religion–science, The Golden Bough, 1890), Maine (status to contract, 1861) and McLennan (exogamy, marriage by capture, 1865); it fell to the charge of conjectural, unilinear and ethnocentric history.
  • Diffusionism has three schools: British heliocentric (Elliot Smith, Perry's Children of the Sun, Rivers), German-Austrian Kulturkreis (Ratzel, Frobenius, Graebner's criteria of form and quantity, Schmidt's primitive monotheism and Anthropos) and American culture-area (Wissler's culture areas and age-area hypothesis, Kroeber's culture climax, Sapir).
  • Boas's historical particularism — named by Marvin Harris (1968) — rejected universal stages ("The Limitations of the Comparative Method", 1896), studied each culture's own history inductively by fieldwork, founded cultural relativism and the four fields, attacked racial determinism (1911, 1910–12) and trained Kroeber, Lowie, Sapir, Benedict, Mead, Herskovits and Hurston.
  • Malinowski's functionalism explains culture by needs — seven basic needs with their cultural responses, derived and integrative needs (A Scientific Theory of Culture, 1944) — with the institution and its charter as the unit, and gave the discipline participant-observation fieldwork; its weakness was the neglect of change and history.
  • Structural-functionalism: Radcliffe-Brown (social structure as a network of relations; function as contribution to the whole; a natural science of society), Firth (structure versus organisation), Fortes (descent groups, complementary filiation), Eggan (controlled comparison) and Parsons (AGIL and the pattern variables); Evans-Pritchard's 1950 break turned the discipline toward history and meaning.

Practice questions (10)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. Into how many "ethnical periods" did Lewis Henry Morgan divide human progress in Ancient Society (1877)? Give the number.

    Numerical answer — type the value.

    Show answer

    Answer: 7

    Morgan's seven periods are Lower, Middle and Upper Savagery, Lower, Middle and Upper Barbarism, and Civilisation, each begun by an invention — fire and fishing, the bow, pottery, domestication or irrigation, iron, and the phonetic alphabet.
  2. The label "historical particularism" for the approach of Franz Boas was coined by

    1. Alfred Kroeber, in 1917
    2. Franz Boas himself, in 1896
    3. Marvin Harris, in The Rise of Anthropological Theory (1968)
    4. Leslie White, in 1949
    Show answer

    Answer: C — Marvin Harris, in The Rise of Anthropological Theory (1968)

    Boas's founding critique is "The Limitations of the Comparative Method of Anthropology" (1896), but the name "historical particularism" is Harris's, given in his critical history of anthropological theory.
  3. Match the diffusionist with the idea. (a) Grafton Elliot Smith (b) Fritz Graebner (c) Clark Wissler (d) Wilhelm Schmidt. Ideas: (1) Criteria of form and quantity (2) Primitive monotheism (3) Civilisation arose once, in Egypt (4) The age-area hypothesis

    1. a-3, b-1, c-2, d-4
    2. a-3, b-1, c-4, d-2
    3. a-1, b-3, c-4, d-2
    4. a-3, b-4, c-1, d-2
    Show answer

    Answer: B — a-3, b-1, c-4, d-2

    Elliot Smith led the British heliocentric school; Graebner set out the Kulturkreis criteria (1911); Wissler the culture area and age-area; Schmidt, of the Vienna school, argued for Urmonotheismus.
  4. In Radcliffe-Brown's structural-functionalism, the function of a custom is

    1. the biological need of individuals that it satisfies
    2. the route by which it diffused from its centre of origin
    3. its place in a universal sequence of evolutionary stages
    4. the contribution it makes to the total social life and so to the maintenance of the social structure
    Show answer

    Answer: D — the contribution it makes to the total social life and so to the maintenance of the social structure

    Radcliffe-Brown defined function as "the contribution which a partial activity makes to the total activity of which it is a part"; the satisfaction of individual needs is Malinowski's idea, the evolutionary sequence the evolutionists', and routes of spread the diffusionists'.
  5. Which of the following are correctly attributed to Bronislaw Malinowski? Select all that apply.

    1. The method of controlled comparison within a region
    2. The institution as the unit of analysis, with its charter, personnel, norms and function
    3. Intensive participant-observation fieldwork in the Trobriand Islands
    4. A theory of culture as the satisfaction of basic, derived and integrative needs
    Show answer

    Answer: B — The institution as the unit of analysis, with its charter, personnel, norms and function; C — Intensive participant-observation fieldwork in the Trobriand Islands; D — A theory of culture as the satisfaction of basic, derived and integrative needs

    Controlled comparison is Fred Eggan's method (1954). Malinowski's need theory (A Scientific Theory of Culture, 1944), his institutional analysis and his Trobriand fieldwork are correctly attributed.
  6. Raymond Firth distinguished social organisation from social structure by defining social organisation as

    1. the network of actually existing social relations
    2. the four functional prerequisites of any social system
    3. the unconscious binary structure of the human mind
    4. the systematic ordering of social relations by acts of choice and decision
    Show answer

    Answer: D — the systematic ordering of social relations by acts of choice and decision

    In Elements of Social Organization (1951) Firth kept structure as the enduring framework and made organisation the realm of choice, decision and variation, bringing change into structural analysis; the network of relations is Radcliffe-Brown's structure, the prerequisites Parsons's AGIL, the binary mind Lévi-Strauss's.
  7. Assertion (A): The American diffusionists were more cautious than the British heliocentric school. Reason (R): They limited diffusion to demonstrable historical contacts within regions, mapped by culture areas, instead of deriving world civilisation from a single centre.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: A — Both A and R are true, and R is the correct explanation of A

    Both are true and R explains A: Wissler, Kroeber and Sapir inferred history from regional trait distributions, whereas Elliot Smith and Perry derived agriculture, metallurgy and megaliths everywhere from ancient Egypt.
  8. Assertion (A): In Morgan's scheme, agriculture marks the beginning of the stage of barbarism. Reason (R): Morgan divided human progress into savagery, barbarism and civilisation, each subdivided by technological inventions.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: D — A is false, but R is true

    A is false: in Ancient Society Lower Barbarism begins with the invention of pottery; domestication and irrigated cultivation open Middle Barbarism. R is true: the three stages and their subdivision by inventions are Morgan's scheme.
  9. Which statements about the structural-functionalists are correct? Select all that apply.

    1. Meyer Fortes developed descent group theory from his fieldwork among the Tallensi
    2. Fred Eggan combined structural-functional analysis with history in his study of the Western Pueblos
    3. Radcliffe-Brown built his theory on individual psychological needs rather than on Durkheim's sociology
    4. Talcott Parsons held that every social system must meet the functional prerequisites of adaptation, goal attainment, integration and latency
    Show answer

    Answer: A — Meyer Fortes developed descent group theory from his fieldwork among the Tallensi; B — Fred Eggan combined structural-functional analysis with history in his study of the Western Pueblos; D — Talcott Parsons held that every social system must meet the functional prerequisites of adaptation, goal attainment, integration and latency

    It is the reverse: Radcliffe-Brown drew on Durkheim and explained customs by the social structure, while Malinowski appealed to individual needs. Fortes, Eggan and Parsons are correctly described.
  10. Arrange these works in the order of their first publication, earliest first: (a) Primitive Culture, E.B. Tylor (b) Ancient Law, H.S. Maine (c) Argonauts of the Western Pacific, B. Malinowski (d) Ancient Society, L.H. Morgan

    1. a, b, d, c
    2. b, d, a, c
    3. b, a, d, c
    4. a, d, b, c
    Show answer

    Answer: C — b, a, d, c

    Maine's Ancient Law appeared in 1861, Tylor's Primitive Culture in 1871, Morgan's Ancient Society in 1877 and Malinowski's Argonauts in 1922 — the last marking the move from the armchair to the field.