Evolution II: The History and Diversity of Life, Coevolution, Molecular Evolution, Phylogenetics and Macroevolution

Section 2 of the GATE Ecology and Evolution paper, second half: evolution above the population. It covers the origin and history of life and the palaeobiological evidence for it; the diversity and classification of life, and classical taxonomy against cladistic systematics; coevolution — mutualism, arms races and co-speciation — with mimicry, crypsis and host–parasite interactions; molecular evolution — mutation rates, the molecular clock, neutral processes, rates of evolution, and chromosomal and genome evolution by hybridisation, ploidy and introgression, with an introduction to the coalescent; phylogenetic methods and phylogeography; and macroevolution — species concepts, speciation and extinction, adaptive radiation, convergence, biogeographic processes and continental drift. Dates are given only where they are well established, and rounded as textbooks round them.

1. The origin and history of life, and the palaeobiological evidence

The Earth formed about 4.54 billion years ago. Miller and Urey’s 1953 experiment showed that amino acids form when electric sparks pass through a mixture of methane, ammonia, hydrogen and water, supporting the idea of prebiotic chemistry; the RNA world hypothesis proposes that RNA, which can both store information and catalyse reactions (ribozymes), preceded DNA and proteins. The oldest widely accepted evidence of life is about 3.5 billion years old, in stromatolites built by microbial mats. Oxygenic photosynthesis by cyanobacteria produced the Great Oxidation Event about 2.4 billion years ago; eukaryotes appear in the fossil record by about 1.6–1.8 billion years ago, arising through the endosymbiosis that gave mitochondria and, later, chloroplasts.

The five major mass extinctions
EventApproximate ageNotes
End-Ordovicianabout 444 million years agolinked to glaciation; marine invertebrates hit
Late Devonianabout 372 million years agoreef ecosystems collapsed
End-Permianabout 252 million years agothe largest; most marine species lost; Siberian Traps volcanism
End-Triassicabout 201 million years agoopened the way for dinosaur dominance
End-Cretaceous (K–Pg)66 million years agoasteroid impact at Chicxulub; non-avian dinosaurs extinct; Deccan Traps volcanism at about the same time

The Cambrian explosion, beginning about 539 million years ago, saw most animal phyla appear in the fossil record within a geologically short time, preceded by the enigmatic soft-bodied Ediacaran biota. Palaeobiological evidence comes from fossils (body fossils, trace fossils, chemical fossils), from radiometric dating — the fraction of a parent isotope remaining after t is (1/2)t/t½, so a rock retaining 25 % of its potassium-40 (half-life about 1.25 billion years) is two half-lives, 2.5 billion years, old — and from transitional forms such as Tiktaalik (between fish and tetrapods), Archaeopteryx (between dinosaurs and birds) and the early whales with legs.

2. Diversity and classification: taxonomy against cladistics

Woese’s analysis of ribosomal RNA (1977, formalised 1990) divided life into three domains: Bacteria, Archaea and Eukarya, with Archaea more closely related to Eukarya than to Bacteria. Classical (Linnaean) taxonomy names organisms binomially and ranks them in a hierarchy — domain, kingdom, phylum, class, order, family, genus, species — grouping them by overall similarity. Systematics reconstructs evolutionary relationships, and cladistics (Hennig) groups organisms only by shared derived characters (synapomorphies), so every named group should be a clade — an ancestor and all its descendants.

Kinds of groups and characters
TermMeaningExample
Monophyletic group (clade)an ancestor and all its descendantsmammals; birds; Archosauria (crocodiles, dinosaurs and birds)
Paraphyletic groupan ancestor and some, not all, of its descendants"reptiles" excluding birds; "fishes" excluding tetrapods
Polyphyletic groupmembers from different ancestors, grouped by convergent traits"warm-blooded animals" (birds and mammals)
Synapomorphya derived character shared by a cladehair and mammary glands in mammals
Symplesiomorphya shared ancestral character; uninformative within the groupa vertebral column among mammals
Homoplasysimilarity not from common ancestry: convergence or reversalwings of bats and birds as wings
⚠️ A paraphyletic group is not "wrong", it is not a clade
Crocodiles share a more recent common ancestor with birds than with lizards, so a "Reptilia" that leaves out birds is paraphyletic. The traditional name still describes a grade of organisation; cladistics simply refuses to treat it as a natural group. Questions often test this with fish and tetrapods, or apes and humans.

3. Coevolution, mimicry, crypsis and host–parasite interactions

Coevolution is reciprocal evolutionary change in interacting species. In mutualisms it can produce tight matching: each fig species is pollinated by its own fig wasp, which breeds in the fig’s flowers, and yucca moths actively pollinate yuccas and lay eggs in the ovary. In antagonistic interactions it produces arms races — prey defences met by predator counter-adaptations, toxic newts (tetrodotoxin) and resistant garter snakes — described by Van Valen’s Red Queen hypothesis: species must keep evolving just to keep their fitness relative to their enemies. Co-speciation is the parallel splitting of host and parasite (or mutualist) lineages, detected as congruent phylogenies, as in pocket gophers and their chewing lice.

Anti-predator colour and resemblance
StrategyHow it worksExample
Crypsisavoids detection by matching the backgroundpeppered moths on lichen-covered or sooty bark; stick insects
Aposematismconspicuous signal of unprofitabilitypoison-dart frogs; monarch butterflies
Batesian mimicrya palatable mimic copies an unpalatable model; works only while mimics are rare relative to modelshoverflies resembling wasps; the viceroy was long cited as a mimic of the monarch
Müllerian mimicrytwo or more unpalatable species converge on one warning pattern and share the cost of educating predatorsco-mimic Heliconius butterflies; many stinging bees and wasps

Batesian mimicry is under negative frequency-dependent selection: as mimics become common, predators meet more palatable individuals with the pattern and learn that it is safe, so the mimic’s advantage falls. In host–parasite interactions, parasites that evolve faster (short generation times) often lead; hosts evolve resistance, parasites counter-resistance, and allele frequencies can cycle. The Red Queen view of sex argues that recombination produces novel host genotypes that parasites adapted to common genotypes cannot yet exploit. Virulence evolves under a trade-off: a parasite that exploits its host harder transmits faster but kills it sooner, so intermediate virulence often maximises transmission; the decline in virulence of myxoma virus in Australian rabbits after 1950 is the classic case.

4. Molecular evolution, genome evolution and the coalescent

Kimura’s neutral theory (1968) holds that most substitutions fixed at the molecular level are selectively neutral, fixed by drift rather than selection. A striking consequence: in a diploid population of N, 2Nμ new neutral mutations arise each generation, each with fixation probability 1/(2N), so the substitution rate k = 2Nμ × 1/(2N) = μ — the rate of neutral evolution equals the mutation rate and is independent of population size. This underlies the molecular clock (Zuckerkandl and Pauling): if substitutions accumulate at a steady rate, the genetic distance between two lineages grows in proportion to the time since they split. Because both lineages accumulate changes, d = 2μt and t = d/(2μ): two species differing at 4 % of sites with μ = 1 × 10⁻⁹ substitutions per site per year diverged 0.04/(2 × 10⁻⁹) = 2 × 10⁷ years, or 20 million years, ago. Ohta’s nearly neutral theory adds slightly deleterious mutations whose fate depends on Nₑs.

Rates of evolution differ across the genome: synonymous sites and pseudogenes evolve fastest, close to the mutation rate, and functionally constrained sites (histones, ribosomal proteins) slowest. The ratio ω = dN/dS of non-synonymous to synonymous substitution rates diagnoses selection on a protein-coding gene: ω < 1 indicates purifying selection, ω ≈ 1 neutrality and ω > 1 positive (diversifying) selection, as in the antigen-binding sites of MHC genes. Genome evolution proceeds by gene duplication (the globin family), whole-genome duplication and polyploidy — autopolyploidy within a species and allopolyploidy after hybridisation between species, as in bread wheat (hexaploid) — by chromosomal fusions and inversions, and by introgression, the movement of genes between species through hybridisation and backcrossing, such as the Neanderthal segments in the genomes of many modern humans.

The coalescent looks backwards in time: trace two gene copies sampled from a diploid population of constant size Nₑ back until they meet in a common ancestor. The probability that they coalesce in any one generation is 1/(2Nₑ), so the expected coalescence time is 2Nₑ generations; for a sample of n copies the expected time to the most recent common ancestor is 4Nₑ(1 − 1/n) generations, approaching 4Nₑ for large samples. Neutral diversity is set by the population mutation rate θ = 4Nₑμ, which is also the expected number of differences per site between two sequences: with Nₑ = 10 000 and μ = 2.5 × 10⁻⁸ per site per generation, θ = 0.001. The coalescent is why present-day diversity carries a record of past population size, and why a bottleneck leaves a lasting signature.

5. Phylogenetic methods and phylogeography

Methods of building trees
MethodPrincipleStrengths and weaknesses
Distance (UPGMA, neighbour-joining)cluster taxa from a matrix of pairwise distancesfast; UPGMA assumes a constant rate (a clock), neighbour-joining does not
Maximum parsimonythe tree needing the fewest character changesintuitive; prone to long-branch attraction when rates differ
Maximum likelihoodthe tree and parameters that make the observed data most probable under a model of substitutionstatistically consistent with a good model; computationally heavy
Bayesian inferencethe posterior probability of trees given the data, a model and priors, sampled by MCMCgives clade probabilities directly; results depend on priors

Support for a clade is measured by the bootstrap (the percentage of trees from resampled data that contain it) or by its Bayesian posterior probability. Tree space grows explosively: there are (2n − 5)!! unrooted and (2n − 3)!! rooted binary trees for n taxa, where k!! = 1 × 3 × 5 × … × k. Four taxa give 3 unrooted trees and five give 1 × 3 × 5 = 15 (and 105 rooted), which is why exhaustive search is possible only for small data sets. Under parsimony, a character with states 0, 1, 0, 1 in taxa A, B, C and D needs two changes on the tree ((A, B), (C, D)) but only one on ((A, C), (B, D)), so it supports the second tree. Phylogeography (Avise) studies the geographical distribution of genealogical lineages within and among closely related species, often using mitochondrial DNA and the coalescent, and reveals glacial refugia, colonisation routes and cryptic species.

6. Macroevolution: species, speciation, extinction, radiation, convergence and drift of continents

Species concepts differ in what they emphasise. Mayr’s biological species concept defines species as groups of interbreeding natural populations reproductively isolated from other such groups — it cannot be applied to asexual organisms or fossils. The morphological concept uses diagnosable differences in form; the phylogenetic concept the smallest diagnosable monophyletic group; the ecological concept a lineage occupying a distinct adaptive zone. Reproductive isolation is prezygotic (habitat, temporal, behavioural, mechanical and gametic isolation) or postzygotic (hybrid inviability, hybrid sterility — the mule — and hybrid breakdown). Haldane’s rule: when one sex of an F₁ hybrid is absent, rare or sterile, it is the heterogametic sex (XY males in mammals, ZW females in birds and butterflies).

  • Allopatric speciation: a geographical barrier splits a population (vicariance) or a small group colonises a new area (peripatric speciation); isolation, drift and divergent selection build reproductive isolation. The commonest mode.
  • Parapatric speciation: divergence along an environmental gradient with limited gene flow across a narrow contact zone, as in grasses on mine tailings.
  • Sympatric speciation: without geographical separation — instantly by polyploidy, common in plants, or through host shifts, as in the apple maggot fly Rhagoletis pomonella, and possibly the crater-lake cichlids.
  • Reinforcement: selection against unfit hybrids strengthens prezygotic isolation where incipient species meet.

Adaptive radiation is the rapid diversification of a lineage into many species occupying different niches, usually after colonising a new area or after an extinction frees ecological space: Darwin’s finches of the Galápagos, the cichlid fishes of the East African lakes, the Hawaiian silverswords and honeycreepers, and the mammals after the end-Cretaceous extinction. Convergent evolution produces similar traits in unrelated lineages under similar selection — the streamlined bodies of sharks, ichthyosaurs and dolphins; the placental and marsupial "wolves", "moles" and "mice"; the succulent stems of American cacti and African euphorbias. Extinction is continual at a background rate, punctuated by the mass extinctions; the fossil record shows that most species that ever lived are extinct. Tempo is debated: phyletic gradualism against punctuated equilibrium (Eldredge and Gould), long stasis interrupted by rapid change at speciation.

Biogeographic processes explain where lineages are: dispersal (crossing a barrier that already exists) and vicariance (a barrier arising within a once-continuous range). Wegener proposed continental drift in 1912; plate tectonics later gave it a mechanism. The supercontinent Pangaea split into Laurasia in the north and Gondwana in the south; Gondwana later broke into South America, Africa, Antarctica, Australia, Madagascar and India. The distribution of the seed fern Glossopteris and of the reptiles Mesosaurus and Lystrosaurus across these now-separate continents was early evidence. India drifted north and collided with Asia about 50 million years ago, raising the Himalaya; its Gondwanan heritage survives in groups such as caecilians and some frogs of the Western Ghats, while the collision let Asian and Malayan lineages flood in.

Key takeaways

  • Earth is about 4.54 billion years old and life about 3.5; oxygen rose about 2.4 billion years ago; the five mass extinctions end with the K–Pg event 66 million years ago.
  • Cladistics groups by synapomorphies into monophyletic clades; reptiles without birds are paraphyletic; homoplasy is similarity without common descent.
  • Batesian mimics are palatable and frequency-dependent; Müllerian co-mimics are all unpalatable; the Red Queen keeps hosts and parasites evolving.
  • Neutral substitution rate k = μ, independent of N; divergence time t = d/(2μ); dN/dS < 1 is purifying, > 1 positive selection; two gene copies coalesce in 2Nₑ generations on average, and θ = 4Nₑμ.
  • There are (2n − 5)!! unrooted trees for n taxa; parsimony, likelihood and Bayesian methods choose among them; allopatric speciation is commonest, polyploidy gives instant sympatric speciation, and India is a drifted fragment of Gondwana.

Practice questions (16)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. The largest mass extinction in the history of animal life, in which most marine species were lost, occurred at the end of the

    1. Permian
    2. Cretaceous
    3. Ordovician
    4. Triassic
    Show answer

    Answer: A — Permian

    The end-Permian extinction, about 252 million years ago, was the largest. The end-Cretaceous event 66 million years ago is the best known, because it ended the non-avian dinosaurs, but it was smaller.
  2. A rock retains 25 % of the potassium-40 it contained when it formed. Taking the half-life of potassium-40 as 1.25 billion years, the age of the rock in billions of years, to two decimal places, is ____.

    Numerical answer — type the value.

    Show answer

    Answer: 2.50

    25 % = (1/2)², so two half-lives have passed: 2 × 1.25 = 2.50 billion years. Treating decay as linear (75 % lost at 50 % per half-life) gives 1.88, which is wrong because each half-life halves what remains.
  3. Which group is paraphyletic?

    1. Reptiles defined to exclude birds
    2. Mammals
    3. Archosaurs, including crocodiles, dinosaurs and birds
    4. Warm-blooded animals, grouping birds with mammals
    Show answer

    Answer: A — Reptiles defined to exclude birds

    Birds descend from within the reptiles (they are archosaurs), so reptiles-without-birds contain an ancestor and only some of its descendants — paraphyletic. Mammals and archosaurs are clades; "warm-blooded animals" join lineages from different ancestors by a convergent trait and are polyphyletic.
  4. Which statements about mimicry are correct?

    1. In Batesian mimicry, the mimic is palatable and the model unpalatable
    2. The advantage to a Batesian mimic falls as mimics become common relative to models
    3. In Müllerian mimicry, two or more unpalatable species share a warning pattern
    4. Crypsis is a form of Müllerian mimicry
    Show answer

    Answer: A — In Batesian mimicry, the mimic is palatable and the model unpalatable; B — The advantage to a Batesian mimic falls as mimics become common relative to models; C — In Müllerian mimicry, two or more unpalatable species share a warning pattern

    Batesian mimics are palatable copies of defended models and are under negative frequency-dependent selection; Müllerian co-mimics are all defended and share the cost of teaching predators. Crypsis avoids detection by resembling the background, which is the opposite of advertising a warning signal.
  5. The phylogenies of a group of pocket gophers and of their chewing lice have the same branching pattern. The most direct inference is

    1. co-speciation of hosts and parasites
    2. frequent host switching by the lice
    3. Batesian mimicry between the lice
    4. convergent evolution of the gophers
    Show answer

    Answer: A — co-speciation of hosts and parasites

    Congruent host and parasite trees mean the parasite lineages split each time the host lineages split — co-speciation. Frequent host switching would scramble the correspondence, and mimicry and convergence say nothing about matching phylogenies.
  6. Two species differ at 4 % of aligned neutral sites. If the substitution rate is 1 × 10⁻⁹ per site per year in each lineage, the time since they diverged, in millions of years, is ____.

    Numerical answer — type the value.

    Show answer

    Answer: 20

    Both lineages accumulate substitutions, so d = 2μt and t = 0.04/(2 × 10⁻⁹) = 2 × 10⁷ years = 20 million years. Forgetting the factor of 2 gives 40 million years.
  7. Under the neutral theory, the rate of substitution of neutral mutations in a population is

    1. equal to the neutral mutation rate and independent of population size
    2. proportional to population size, because larger populations produce more mutations
    3. inversely proportional to population size, because drift is stronger in small populations
    4. zero, because neutral mutations are never fixed
    Show answer

    Answer: A — equal to the neutral mutation rate and independent of population size

    2Nμ new neutral mutations arise per generation, each fixed with probability 1/(2N), so k = μ: the population-size terms cancel. Larger populations do produce more mutations, but each has a proportionally smaller chance of fixation, which is why both of the size-dependent options are half-truths.
  8. For a protein-coding gene, which interpretations of the ratio ω = dN/dS are correct?

    1. ω < 1 indicates purifying selection
    2. ω > 1 indicates positive selection for amino-acid change
    3. ω ≈ 1 is expected for a pseudogene
    4. ω > 1 means that synonymous sites are under strong selection
    Show answer

    Answer: A — ω < 1 indicates purifying selection; B — ω > 1 indicates positive selection for amino-acid change; C — ω ≈ 1 is expected for a pseudogene

    Synonymous changes approximate the neutral rate. Fewer non-synonymous changes than that (ω < 1) means most amino-acid changes are removed; more (ω > 1) means they are favoured; a pseudogene with no function evolves neutrally at both kinds of site, so ω ≈ 1. A high ω says non-synonymous sites evolve fast, not that synonymous sites are constrained.
  9. In a diploid population of constant effective size Nₑ = 10 000, the expected number of generations back to the common ancestor of two gene copies sampled at random is ____.

    Numerical answer — type the value.

    Show answer

    Answer: 20000

    Two lineages coalesce with probability 1/(2Nₑ) per generation, so the expected waiting time is 2Nₑ = 20,000 generations. 4Nₑ = 40,000 is the limit for the most recent common ancestor of a large sample, not of a pair.
  10. A population has Nₑ = 10 000 and a neutral mutation rate of 2.5 × 10⁻⁸ per site per generation. The expected population mutation rate θ = 4Nₑμ per site, to three decimal places, is ____.

    Numerical answer — type the value.

    Show answer

    Answer: 0.001

    θ = 4 × 10⁴ × 2.5 × 10⁻⁸ = 10⁻³ = 0.001, which is also the expected proportion of sites differing between two randomly chosen sequences. Using 2Nₑμ gives 0.0005, the value for a haploid population.
  11. The number of distinct unrooted, fully resolved (binary) trees for five taxa is ____.

    Numerical answer — type the value.

    Show answer

    Answer: 15

    Unrooted trees number (2n − 5)!! = 5!! = 1 × 3 × 5 = 15 for n = 5. The rooted count is (2n − 3)!! = 7!! = 105, and four taxa give only 3 unrooted trees.
  12. A binary character has state 0 in taxa A and C and state 1 in taxa B and D. On which unrooted tree does it require the fewest changes under parsimony?

    1. ((A, C), (B, D)) — one change
    2. ((A, B), (C, D)) — one change
    3. ((A, D), (B, C)) — one change
    4. All three trees need exactly one change
    Show answer

    Answer: A — ((A, C), (B, D)) — one change

    Only ((A, C), (B, D)) groups the two 0s and the two 1s, so a single change on the internal branch explains the data. Each of the other two trees separates like states and needs two changes, so the character is informative and supports ((A, C), (B, D)).
  13. A tree-building method assumes that all lineages evolve at the same rate and joins the closest pair of taxa at each step. It is

    1. UPGMA
    2. neighbour-joining
    3. maximum parsimony
    4. Bayesian inference with a relaxed clock
    Show answer

    Answer: A — UPGMA

    UPGMA is a distance method that clusters the nearest pair and assumes a molecular clock, producing an ultrametric tree. Neighbour-joining is also a distance method but corrects for unequal rates; parsimony counts changes; a relaxed-clock Bayesian analysis explicitly lets rates vary.
  14. Which of the following are prezygotic isolating mechanisms?

    1. Different breeding seasons
    2. Different courtship songs
    3. Sperm unable to fertilise the other species’ eggs
    4. Sterility of the F₁ hybrid
    Show answer

    Answer: A — Different breeding seasons; B — Different courtship songs; C — Sperm unable to fertilise the other species’ eggs

    Temporal, behavioural and gametic isolation all act before a zygote forms. Hybrid sterility, like the mule’s, acts after the zygote has formed and is postzygotic.
  15. Bread wheat arose through hybridisation between species followed by chromosome doubling. This mode of speciation is

    1. allopolyploidy, a form of sympatric speciation
    2. autopolyploidy within a single species
    3. allopatric speciation by vicariance
    4. peripatric speciation by a founder event
    Show answer

    Answer: A — allopolyploidy, a form of sympatric speciation

    Polyploidy after hybridisation between species is allopolyploidy; it isolates the new polyploid from its parents at once, without any geographical separation. Autopolyploidy doubles the genome of a single species; vicariance and founder events are geographical modes.
  16. Fossils of the seed fern Glossopteris occur in South America, Africa, India, Antarctica and Australia. The explanation now accepted is that

    1. these lands were joined as Gondwana when Glossopteris lived, and later drifted apart
    2. Glossopteris seeds were carried across the oceans by birds
    3. the plant evolved independently on each continent by convergence
    4. land bridges crossed every ocean during the last glacial period
    Show answer

    Answer: A — these lands were joined as Gondwana when Glossopteris lived, and later drifted apart

    The distribution maps onto the reconstructed southern supercontinent Gondwana, which broke up later — vicariance by continental drift. Its heavy seeds make oceanic dispersal implausible, convergence cannot produce the same genus, and the last glacial period was far too recent for a Permian plant.