Urban Design: Elements, Theories, Tools, Character, Placemaking and Form-Based Code
2. Elements of the urban built environment: form, spaces, structure, pattern, fabric, texture, grain
The seven nouns of the syllabus are used loosely in conversation, but each has a precise job in analysis. Learn them as seven different questions asked of the same city.
| Element | The question it answers | Typical description |
|---|---|---|
| Urban form | What overall physical shape does the settlement take? | Arrangement of built mass, streets and spaces, with density and height: compact or sprawling, linear, radial, polycentric |
| Spaces | What are the voids like that the buildings define? | Streets, squares, courts and parks; public, semi-public or private; positive (shaped and enclosed) or negative (left over) |
| Structure | How are the main parts organised and connected? | The skeleton: movement network, centres and nodes, land-use and open-space systems and their hierarchy |
| Pattern | What geometry do streets and blocks follow? | Grid, radial, radial-concentric, linear, organic, loop-and-cul-de-sac, fused grid |
| Fabric | What is the settlement made of, and how is it woven together? | The physical material of streets, plots and buildings and how they fit: tight, continuous perimeter blocks in a historic core, or free-standing slabs in open space |
| Texture | What does the fabric feel like, near and far? | The perceived quality: fine or coarse, uniform or varied, in material, colour, rhythm and detail |
| Grain | How large are the pieces? | The size of blocks, plots and buildings and the frequency of junctions: fine-grained (small pieces) or coarse-grained (large pieces) |
Classical models of urban structure from urban geography sit beside these: the concentric zone model (Burgess, 1925), the sector model (Hoyt, 1939) and the multiple-nuclei model (Harris and Ullman, 1945). To sum up: grain is the measurable one, the size of the pieces; texture is what grain, materials and variety add up to in perception; fabric is the whole woven material; pattern is the plan geometry; structure is the logic of connection; form is the three-dimensional result; and spaces are the voids it encloses.
Grain arithmetic. On a square grid with repeat module M (block plus street), the junctions per square kilometre are about (1000/M)². For M = 100 m that is 100; for M = 250 m it is 16, so the finer grid has 6.25 times as many. For blocks of 80 m with streets 10 m wide, M = 90 m and the share of land in streets is 1 − (80/90)² = 0.21, about 21%. A site divided into 8 blocks by 6 blocks, with streets only between them, has (8 − 1)(6 − 1) = 35 internal four-way junctions.
3. Theories and principles: Lynch, Cullen, Jacobs and Alexander
Four authors, three of them writing within two years of one another (1960–61), supply most theory questions. Know each one’s title, date and exact list, and use only what each actually said.
Kevin Lynch, The Image of the City (1960). Through interviews and sketch maps in Boston, Jersey City and Los Angeles, Lynch showed that people organise a city in the mind with five kinds of element. The quality that makes a city easy to read and remember is its imageability, or legibility. In Good City Form (1981) he later proposed performance dimensions: vitality, sense, fit, access and control, judged against efficiency and justice.
| Element | Definition | Example in an Indian city |
|---|---|---|
| Paths | Channels along which people customarily move | A main bazaar street; a railway line, to its passengers |
| Edges | Linear elements not used as paths, which bound areas | A river bank, a city wall, a railway cutting |
| Districts | Medium-to-large areas of common character that an observer mentally enters | The old walled city; a university campus |
| Nodes | Strategic spots, such as junctions or concentrations of activity, that an observer can enter | A chowk; a bus-station forecourt |
| Landmarks | Point references that the observer does not enter, seen from outside | A temple tower; a clock tower |
- Gordon Cullen, Townscape (1961), later abridged as The Concise Townscape, treats the city as a visual experience in three themes: optics (serial vision: a route is a chain of views revealed one after another), place (our response to position: here and there, inside and outside, enclosure and exposure) and content (the fabric of towns: colour, texture, scale, style, character and uniqueness).
- Jane Jacobs, The Death and Life of Great American Cities (1961): lively streets are safe because of ‘eyes on the street’, supplied by a mix of uses and a clear line between public and private space. A district generates diversity when it has four conditions: more than one primary use; short blocks; buildings of varied age and condition; and a sufficient concentration of people. She attacked slum clearance and superblock planning.
- Christopher Alexander: ‘A City Is Not a Tree’ (1965) argued that living cities are semi-lattices, whose parts overlap, while planned cities are tree-like, with separated parts. A Pattern Language (1977, with Ishikawa and Silverstein) gives 253 patterns; each states a recurring problem and the core of its solution, so that it can be used again without being copied identically, and the patterns run from regions and towns down through buildings to construction.
- Other names: Camillo Sitte (1889), who praised irregular, enclosed squares; Edmund Bacon, Design of Cities (1967), on movement as a design generator; Jan Gehl on life between buildings and human scale; William H. Whyte on small urban spaces; and Oscar Newman’s ‘defensible space’ (1972): natural surveillance and territoriality.
4. Figure-ground, linkage and place: Trancik, Rowe and Koetter, and design principles
A figure-ground drawing shows buildings as solid black (the figure) and everything else, streets, squares, courts and parks, as white (the ground). It exposes the balance of mass and void, the grain of the fabric and whether the open space forms a connected, shaped system. The classic model is Giambattista Nolli’s plan of Rome (1748), which draws church interiors and arcades white because they are open to the public, so that the whole public realm reads as one space. A traditional city reads as continuous black mass with white spaces carved out of it; a modernist estate reads as separate black objects floating in continuous white.
Roger Trancik, Finding Lost Space (1986) names three theories for understanding and repairing urban space. Figure-ground theory studies the relation of solid mass to open void and repairs a broken pattern by adding mass to define spaces. Linkage theory studies the lines that connect parts of the city, streets, paths, axes and pedestrian networks, and repairs a disconnected city with continuous links. Place theory adds human meaning, culture, history and local context, which turn a space into a place. His lost spaces are ill-defined, unused areas that contribute nothing to people: left-over setbacks, the edges of highways, car parks and the land under flyovers.
Colin Rowe and Fred Koetter, Collage City (1978) criticises the modernist faith in a single, comprehensive, utopian plan. It contrasts the traditional city, where solid fabric is the ground from which spaces are cut, with the modernist city of free-standing objects in open space, and proposes the city as a collage: fragments of different periods and orders that coexist, so that a city can absorb change without total clearance.
- Bentley, Alcock, Murrain, McGlynn and Smith, Responsive Environments (1985) give seven qualities of a place that offers its users choice:
- Permeability: the choice of routes through the place, which depends on block size.
- Variety: the choice of uses.
- Legibility: a clear picture of the layout and how to move through it.
- Robustness: the ability to be used for many purposes.
- Visual appropriateness: appearance that signals the intended uses.
- Richness: the choice of sensory experience; and personalisation: users can make the place their own.
5. Tools and techniques of urban design
Urban design analysis moves from reading a place, through testing a proposal, to controlling the result. Each tool answers a different question, and choosing the tool to fit the question is the usual examination skill.
| Tool | What it does | Typical output |
|---|---|---|
| Figure-ground (Nolli-type) plan | Shows built mass against open space, grain and continuity | Black-and-white plan |
| Mental-map and legibility survey (Lynch) | Asks residents to sketch or describe the area | Composite map of paths, edges, districts, nodes and landmarks |
| Serial vision and townscape sketches (Cullen) | Records the sequence of views along a route | Annotated strip of sketches |
| Town-plan and morphological analysis (Conzen) | Separates street and plot pattern, building fabric and land use, and the historical layers of each | Plan units and phases of growth |
| Space syntax (Hillier and Hanson) | Measures how connected or integrated each street is in the whole network | Map of streets coloured by integration, used to predict pedestrian movement |
| Site and context appraisal, SWOT, transects | Records the strengths, weaknesses, opportunities and constraints of the site and its surroundings | Appraisal drawings and report |
| GIS overlay, sun-shadow, view-corridor and skyline studies | Combines map layers and tests light, views and skyline | Overlay maps, shadow diagrams, view cones |
| Massing and three-dimensional models | Tests the height, bulk and visual impact of alternatives | Physical and digital models, visualisations |
| Walkability audits and public-life studies (Gehl, Whyte) | Counts and maps how people actually use a space | Behaviour maps and counts |
| Charrettes and participatory workshops | Intensive collaborative design with residents and stakeholders | An agreed concept plan |
| Design briefs, frameworks, guidelines and codes | Turn design intent into guidance and control | Urban design framework, guidelines, form-based code |
A usual process runs: appraisal of the site and its context, a vision and objectives, options tested in plan, section and model with the community, and then the chosen option written up as a framework and guidelines that govern later projects.
6. Precincts, character and spatial qualities
A precinct is a geographically defined area with a distinct identity or function and, usually, a recognisable edge: a heritage precinct, a civic precinct, a university precinct, a market precinct, a station precinct. Lynch’s ‘district’ is the same idea seen through the observer’s mind. Precinct planning manages land use, built form and public realm together so that the area works as one place. Character is the sum of what makes a place distinctive: its built form, materials, street pattern, topography and planting; what people do there; and what it means to them (Norberg-Schulz’s genius loci, the spirit of a place). A character appraisal records these and sets the limits within which new building should fit, which is why design in conservation areas is called context-sensitive.
| Quality | Meaning | How it is achieved or lost |
|---|---|---|
| Enclosure | The sense that a space is a room with walls | Continuous building lines and enough height against width; lost by gaps and car parks |
| Human scale | Dimensions that suit walking pace and the senses | Small units with doors and windows every few metres; lost by blank walls and very wide roads |
| Continuity of frontage | A building line that runs unbroken along the street | Perimeter blocks; lost by free-standing buildings |
| Hierarchy | Graded order from public street to semi-public court to private room | Thresholds such as steps, porches and gates |
| Legibility | Ease of reading and remembering the layout | Landmarks, clear paths and distinct districts (Lynch) |
| Permeability | Choice of routes through an area | Small blocks and many junctions; lost by superblocks and cul-de-sacs |
| Active edges | Ground floors that open onto the street and give it life | Shops, entrances and windows (‘eyes on the street’); lost by blank façades |
| Focus and vista | A view that is terminated by an object or framed by an opening | Axes ending at landmarks; a gateway framing a square |
Enclosure is judged by H/W, the height of the building edges divided by the width of the space between them. As a rule of thumb (not a standard), a ratio near 1:1 gives strong enclosure, about 1:2 is comfortable, and below roughly 1:4 the street stops feeling like a room; well above 1:1 it becomes a canyon in which light and sky view suffer. Worked example: a 9 m carriageway, two 3 m footpaths and building lines set back 1.5 m behind each footpath give W = 9 + 2 × 3 + 2 × 1.5 = 18 m; buildings 27 m high then give H/W = 27/18 = 1.5.
7. Placemaking and the form-based code
Placemaking is the process of turning a space into a place that people use, value and care for. It treats the community as the expert on its own streets and squares, starts from what people actually do there, and joins design with management and programming. The Project for Public Spaces sums up a successful place in four attributes: sociability, uses and activities, access and linkages, and comfort and image. Its method favours small, quick, low-cost experiments, ‘lighter, quicker, cheaper’, such as temporary seating, pop-up markets and trial pedestrianisation, which are observed and refined before permanent works are built.
- A place is a space plus meaning: it becomes a place when people use it, remember it and care for it.
- Participation comes first, not at the end as a consultation on a finished design.
- Programming and management (events, vendors, maintenance) matter as much as physical design.
- It is not branding, beautification or a landmark building on its own.
A form-based code (FBC) is a land-development regulation that controls the physical form of development, how buildings sit on their plots, how tall they are and how they meet the street, rather than separating land uses. It grew out of the New Urbanism, and the code for Seaside, Florida (1981), by Duany and Plater-Zyberk, is a well-known precursor. Conventional (‘Euclidean’) zoning asks ‘what activity is allowed here?’; a form-based code asks ‘what should the street and the buildings along it look like?’
| Aspect | Conventional use-based zoning | Form-based code |
|---|---|---|
| Main variable | Land use, with density and FAR | Physical form: building placement, height, frontage and street |
| Uses | Listed zone by zone, often single-use | Broadly permitted and mixed use encouraged, so long as the form fits |
| Presentation | Text and tables | Diagrams and illustrated standards with a regulating plan |
| Typical standards | Setbacks, FAR, ground coverage, use lists | Build-to lines, share of frontage built, height in storeys, frontage types, street sections |
| Organising framework | Use zones | The transect, from natural and rural zones to the urban core (T1 to T6), or street types |
- Regulating plan: the map that assigns each street and block a form category.
- Public space and street standards: street sections, footpath and verge widths, planting, squares and parks.
- Building form standards: build-to line, height in storeys, share of the frontage that must be built, frontage types (shopfront, arcade, stoop, forecourt) and where parking goes.
- Administration and definitions: the approval process and the defined terms.
Key takeaways
- Urban design shapes the public realm between planning and architecture; learn each example as an idea fixed to a place (Hippodamian grid, Jaipur’s mandala grid, Haussmann’s boulevards, the Eixample, New Delhi, Radburn, Chandigarh) and remember the 1933 and 1931 Athens charters differ.
- Seven elements, seven questions: form (shape), spaces (voids), structure (connections), pattern (plan geometry), fabric (woven material), texture (perceived quality), grain (size of pieces). Grain is not density; junctions per km² are about (1000/M)².
- Lynch: paths, edges, districts, nodes, landmarks (imageability). Cullen: optics, place, content. Jacobs: mixed uses, short blocks, varied building age, concentration. Alexander: a pattern is a problem plus the core of its solution, and a living city is a semi-lattice.
- Figure-ground (Nolli) reads mass against void; Trancik’s three theories are figure-ground, linkage and place; Collage City argues for coexisting fragments; Bentley’s seven qualities start with permeability, variety and legibility.
- A precinct is an area of distinct identity; character is physical, functional and perceptual; enclosure is judged by H/W (not to be confused with D/H); choose the analysis tool to fit the question.
- Placemaking is participatory and starts from how people use a space; a form-based code regulates physical form (build-to lines, height, frontage, street) and not just use, organised by the transect.
Practice questions (20)
Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.
Kevin Lynch’s The Image of the City describes the mental image of a city as built from five kinds of element. Which list names exactly those five?
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Answer: C — Paths, edges, districts, nodes, landmarks
Lynch’s five elements are paths, edges, districts, nodes and landmarks. Streets, blocks and plots are the physical parts of urban fabric, not elements of the mental image, and the lists with plazas, vistas, axes or skylines borrow ideas from other writers; the tempting list that keeps three of Lynch’s words but swaps in axes and skylines is still wrong.A deep railway cutting separates two neighbourhoods. Residents rarely travel along it, can cross only at two bridges, and say in interviews that it is ‘where our area ends’. In Lynch’s vocabulary the cutting is chiefly a(n)
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Answer: A — edge, since it is a linear boundary that its observers do not use as a path
Lynch’s edges are linear elements that the observer does not use or treat as paths; they bound districts, and shores, walls and railway cuttings are his standard examples. The tempting answer is path, but for these residents nothing travels along it as a route; it would be a path only to the rail passengers. The bridges might be nodes, but the question is about the cutting.In Gordon Cullen’s Townscape, ‘serial vision’ refers to
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Answer: D — the sequence of views revealed one after another as an observer moves along a route
Serial vision is Cullen’s name for the way a townscape is experienced as a chain of views, each turn or opening revealing a new one; it is the ‘optics’ theme of his book. Bands of land use describe the concentric-zone model of urban geography, which is the tempting wrong answer, and uniform façades are the opposite of the surprise Cullen praised.A figure-ground plan (buildings black, all other ground white) is drawn for the core of a medieval town and for a mid-twentieth-century estate of free-standing slab blocks set in open lawns. Which description of the two drawings is most accurate?
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Answer: B — The medieval core shows continuous black mass with white streets and squares carved from it; the estate shows separate black objects in a white field
This is the contrast made in Collage City: the traditional city is solid fabric from which space is carved, so the white reads as shaped streets and squares, while the modernist estate is objects in continuous space, so the black reads as separate figures. The reversed description is the tempting error; the two drawings differ in kind, not just in proportion.Roger Trancik’s Finding Lost Space proposes three theories for understanding urban space. They are
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Answer: D — figure-ground theory, linkage theory and place theory
Trancik’s three theories are figure-ground (mass against void), linkage (the lines that connect the parts of a city) and place (human and cultural meaning). Imageability belongs to Lynch, which is why the list that mixes it with figure-ground and place is the tempting wrong choice.In Christopher Alexander’s A Pattern Language, a ‘pattern’ is best understood as
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Answer: C — a recurring problem of the environment paired with the core of its solution, reusable without identical copying
Alexander defines each pattern as a problem that occurs again and again in an environment together with the core of the solution, which can be used a million times without ever being done the same way twice. A pattern is therefore not a decorative motif, not a copyable layout and not a zoning rule; the tempting wrong answer is the copyable layout, which is exactly what Alexander says a pattern is not.A district made of many small blocks and plots, with frequent street junctions, is best described as
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Answer: B — fine-grained, because its blocks and plots are small and its junctions frequent
Grain is the size of the pieces of the urban fabric: small blocks and plots with frequent junctions make a fine grain, which gives permeability. Grain says nothing about density or about the mix of uses, so low density and single use do not follow; the tempting ‘coarse’ answer confuses many junctions with obstruction.Which statement best separates urban structure from urban form?
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Answer: D — Structure is how the main parts (networks, centres, open spaces) are organised and linked; form is the resulting physical shape and density
Structure is the logic of organisation and connection (the skeleton); form is the physical, three-dimensional result with its density and height. The option that makes structure the street geometry confuses it with pattern, and the option that swaps the two definitions is the tempting reversal.A form-based code differs from conventional use-based zoning chiefly because it
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Answer: C — controls the physical form of buildings and their relation to the street, and regulates use more loosely
A form-based code regulates how buildings sit on plots, how tall they are and how they meet the street (build-to lines, frontage types, street sections), while uses are broadly allowed. A floor-area ratio alone is a bulk control of conventional zoning, which is the tempting wrong answer, and detailed use lists describe conventional zoning, not a form-based code.A city wants to revive an underused plaza. Which sequence of actions best follows the practice of placemaking?
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Answer: B — Watch how people use it and ask them; try low-cost temporary changes; refine; then build the permanent scheme
Placemaking starts from observation and the community’s own knowledge, tests lighter, quicker, cheaper changes, and builds permanent works only after learning from them. Building an icon first and consulting afterwards reverses the order and is the tempting error; single-use rezoning and fencing both reduce, rather than build, public life.Which pairing of a city (or plan) with its defining urban design idea is correct?
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Answer: A — Barcelona’s Eixample (Cerdà, 1859): a regular grid of blocks with chamfered corners
Cerdà’s Eixample is the regular grid of chamfered blocks. The other three pairings are scrambled: superblocks with separated footpaths are Radburn, boulevards through the old fabric are Haussmann’s Paris, and the seven-road hierarchy V1 to V7 belongs to Chandigarh, while Madurai’s streets are concentric around the temple.According to Jane Jacobs, which of the following are among the conditions needed to generate diversity in a city district?
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Answer: A — The district must serve more than one primary function; B — Most blocks must be short, so streets and chances to turn corners are frequent; C — Buildings must vary in age and condition, with a good share of old ones
Jacobs’s four conditions are mixed primary uses, short blocks, buildings of varied age and condition, and a sufficient concentration of people. The mixed-use, short-block and varied-age options match these conditions. Separating pedestrians and vehicles on different levels is a modernist idea of the kind she criticised, so it is not one of her conditions.Which of the following statements about Collage City by Colin Rowe and Fred Koetter are correct?
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Answer: A — It criticises the modernist faith in a single, comprehensive, utopian plan imposed on the city; B — It treats the city as a collage of fragments in which different periods and orders can coexist; D — It contrasts the traditional city of continuous solid fabric with the modernist city of objects in space
Collage City attacks the utopian modernist plan, proposes the city as a collage of coexisting fragments and draws the solid-fabric versus object-in-space contrast. Rebuilding cities as free-standing objects in open space is the modernist position that the book criticises, not its proposal.Which of the following changes would, other things being equal, strengthen the sense of enclosure of a street?
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Answer: A — Making the building line continuous by filling the gaps between buildings; B — Increasing the height of the buildings while keeping the street width unchanged
Enclosure grows with a continuous building line and with a higher H/W ratio, which taller edges at the same width give. Widening the carriageway lowers H/W, and replacing buildings with car parks opens a gap in the wall of the room, so both weaken enclosure.Which of the following correctly match a technique of urban design analysis with what it is mainly used to reveal?
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Answer: A — Space syntax: how connected or integrated each street is within the whole network; B — Nolli-type figure-ground plan: the balance between built mass and open space
Space syntax measures network connectivity and integration, and a figure-ground plan shows the balance of solid and void. A mental-map survey reveals how people picture the city (legibility), not traffic counts, and serial-vision sketches record the sequence of views, not who owns the land.A rectangular site is divided by straight streets into a regular grid of 8 blocks along its length and 6 blocks along its breadth, with streets only between the blocks and none along the outer edge. The number of four-way junctions where streets cross is ____.
Numerical answer — type the value.
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Answer: 35
8 blocks in a row are separated by 8 − 1 = 7 streets, and 6 blocks in a column by 6 − 1 = 5 streets. Each of the 7 streets crosses each of the 5, giving 7 × 5 = 35 junctions. Counting 8 × 6 = 48 would count blocks, not crossings.Two districts are laid out on square grids, one with a repeat module (block plus street) of 100 m and the other with 250 m. Ignoring edge effects, how many times as many street intersections per unit area does the first have as the second? Give the answer correct to two decimal places: ____.
Numerical answer — type the value.
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Answer: 6.25
Intersections per unit area vary as 1/M². Per square kilometre: (1000/100)² = 100 and (1000/250)² = 16, so the ratio is 100/16 = 6.25, which is (250/100)². The ratio of module sizes alone, 2.5, forgets that the grid is two-dimensional.On a square grid, the blocks measure 80 m × 80 m and the streets between them are 10 m wide, so the repeat module is 90 m × 90 m (one block plus half the street width on each side). The percentage of the gross area taken up by streets, to the nearest whole number, is ____.
Numerical answer — type the value.
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Answer: 21
Module area = 90 × 90 = 8,100 m²; block area = 80 × 80 = 6,400 m²; street area = 1,700 m². Share = 1,700/8,100 = 20.99%, which is 21 to the nearest whole number. Using 10/90 = 11% would treat the street as one strip instead of a strip in both directions.A street has a 9 m carriageway and a 3 m footpath on each side. The building line on each side is set back 1.5 m behind the edge of the footpath. The buildings on both sides are 27 m high. The ratio of building height to the width between facing buildings (H/W), correct to one decimal place, is ____.
Numerical answer — type the value.
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Answer: 1.5
Width between facing buildings W = 9 + 3 + 3 + 1.5 + 1.5 = 18 m. H/W = 27/18 = 1.5. Dividing by the 9 m carriageway alone would give 3.0 and overstate the enclosure.In a figure-ground drawing of a 400 m × 400 m area, the buildings (black) cover 6.4 ha and the streets and squares together cover 5.6 ha. Everything that is not building, including private courts and gardens, is drawn white. The percentage of the drawing that is white is ____.
Numerical answer — type the value.
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Answer: 60
Total area = 400 × 400 = 160,000 m² = 16 ha. White = everything except buildings = 16 − 6.4 = 9.6 ha, so 9.6/16 = 60%. The 5.6 ha of streets and squares is only part of the white; using 5.6/16 = 35% forgets the courts and gardens.