Prehistoric Archaeology II: The Palaeoenvironment — the Tertiary, Quaternary, Pleistocene and Holocene, Glacials, Interglacials, Pluvials and the Evidences of Quaternary Climatic Change, Site Formation — and Lithic Tool Typology and Technology from the Lower Palaeolithic to the Neolithic
1. The geological stages: Tertiary, Quaternary, Pleistocene and Holocene
The Cenozoic era, the age of mammals, was traditionally divided into the Tertiary and Quaternary periods. The Tertiary, from the extinction of the dinosaurs about 66 million years ago to about 2.6 million years, comprises the Palaeocene (66–56), Eocene (56–34), Oligocene (34–23), Miocene (23–5.3) and Pliocene (5.3–2.6 million years): the primates radiate in the Eocene, the anthropoids appear in the Oligocene of the Fayum, the apes spread in the Miocene and the first hominins walk in the late Miocene and Pliocene. (Modern stratigraphy has replaced "Tertiary" with the Palaeogene and Neogene, but the syllabus and Indian usage keep the old name.) The Quaternary, formally beginning at 2.58 million years (moved down from 1.8 million in 2009), is the period of repeated glaciation, of the genus Homo and of stone tools; it has two epochs. The Pleistocene ("most recent"), from 2.58 million to 11,700 years ago, is the Ice Age proper, divided into the Lower or Early (2.58–0.78 million years, ending at the Brunhes–Matuyama magnetic reversal), the Middle (780,000–126,000 years) and the Upper or Late (126,000–11,700 years, the last interglacial and last glacial); the Villafranchian fauna of the early Pleistocene (Elephas, Equus, Bos) is the palaeontological marker of its beginning. The Holocene ("wholly recent"), from 11,700 years ago (about 9700 BCE) to the present, is the current interglacial, warm and comparatively stable, in which agriculture, cities and everything since arose; its subdivisions in the Blytt–Sernander scheme, from the pollen of Scandinavian bogs, are the Pre-Boreal (cool), Boreal (warm and dry), Atlantic (warm and wet — the climatic optimum, about 8,000–5,000 years ago), Sub-Boreal (drier) and Sub-Atlantic (cooler and wetter, from about 2,500 years ago). A proposed Anthropocene epoch for the present age of human impact was debated for years and rejected as a formal unit by the stratigraphers' subcommission in 2024.
| Unit | Span | Markers | Human significance |
|---|---|---|---|
| Tertiary (Palaeocene to Pliocene) | 66–2.58 million years | Mammal radiation; Fayum anthropoids (Oligocene); Miocene apes; Sahelanthropus to Australopithecus | Primate and early hominin evolution; no stone tools until the very end (Lomekwi 3.3 million years, disputed) |
| Lower Pleistocene | 2.58–0.78 million years | Villafranchian fauna; Olduvai and Jaramillo magnetic events; Brunhes–Matuyama reversal at the top | Homo habilis and erectus; Oldowan and early Acheulian; first dispersal out of Africa |
| Middle Pleistocene | 780,000–126,000 years | Major northern glaciations (Mindel, Riss); MIS 19 to 6 | Late erectus and Homo heidelbergensis; mature Acheulian; the Narmada calvarium; fire |
| Upper Pleistocene | 126,000–11,700 years | Last interglacial (Eemian, MIS 5e) and last glacial (Würm/Weichsel, MIS 4–2); last glacial maximum ~21,000 years; Toba eruption 74,000 years | Neanderthals and modern humans; Middle and Upper Palaeolithic; the peopling of Australia and the Americas |
| Holocene | 11,700 years to present | Warming; Blytt–Sernander zones; sea-level rise to present by ~6,000 years | Mesolithic, Neolithic, farming, metals, cities |
2. Pleistocene and post-Pleistocene climate: glacials, interglacials, ice ages, pluvials and interpluvials
The Pleistocene was not one ice age but a succession of cold glacial stages, when ice sheets spread from the poles and the mountains to cover northern Europe to the Thames and the Alps, North America to the Ohio, and the Himalaya far down its valleys, separated by warm interglacials as warm as or warmer than today. Albrecht Penck and Eduard Brückner (Die Alpen im Eiszeitalter, 1901–09) read four glaciations from the gravel terraces and moraines of the Alpine foreland and named them, from oldest to youngest, after Bavarian rivers: Günz, Mindel, Riss and Würm, with the Günz–Mindel, Mindel–Riss (the "Great Interglacial") and Riss–Würm interglacials between, later prefixed by the older Donau and Biber; the North European names are Elster, Saale and Weichsel, the British Anglian, Wolstonian and Devensian, the North American Nebraskan, Kansan, Illinoian and Wisconsin. The deep-sea oxygen-isotope record has since shown that there were not four but more than forty glacial–interglacial cycles in the Quaternary, at roughly 41,000-year intervals before about one million years and 100,000-year intervals since, paced by Milankovitch's orbital cycles (eccentricity, obliquity, precession); the Alpine names are kept as convenient labels for the last four major cold stages, and the last glaciation (Würm, MIS 4–2, about 115,000–11,700 years) reached its maximum about 21,000 years ago, when sea level stood some 120 metres lower and Britain, Sundaland and Beringia were joined to their continents. In the tropics, where ice was confined to the high mountains, the corresponding changes were in rainfall. Pluvials were wet phases with high lake levels and expanded rivers, interpluvials dry phases with dunes and shrunken lakes: the East African sequence of Kageran, Kamasian, Kanjeran and Gamblian pluvials (Wayland, Leakey, 1930s) was matched to the four Alpine glacials, and Indian workers correlated the Soan and Narmada terraces the same way. This simple equation of glacial with pluvial has been abandoned — many tropical regions were drier and windier during glacials (the Thar's dunes formed then) and wetter in interglacials and in the early Holocene monsoon maximum — but the terms remain in use for local wet and dry phases dated in their own right. Post-Pleistocene (Holocene) climate warmed rapidly after the Younger Dryas cold snap (12,900–11,700 years), reached the Atlantic optimum, and has fluctuated since — the 4.2-thousand-year drought event associated with the decline of Harappan agriculture, the Medieval Warm Period and the Little Ice Age (about 1300–1850 CE).
3. The evidences of Quaternary climatic change, and site formation
| Evidence | What it is | What it records |
|---|---|---|
| Moraines | Ridges and sheets of unsorted rock debris (till) dumped by glaciers — terminal, lateral, ground moraines | The former extent of ice; successive terminal moraines mark successive glacial advances (the basis of Penck and Brückner's four glaciations) |
| Varves | Annual couplets of coarse summer and fine winter sediment in glacial lakes (de Geer) | Year-by-year chronology of ice retreat; the Swedish varve chronology of the last 13,000 years |
| River terraces | Steps of old floodplain left when a river cuts down; aggradation in one climate, incision in another; terraces are numbered from the highest (oldest) down | Cycles of deposition and erosion tied to glacial and sea-level change; the Soan terraces with their industries; the Narmada and Belan sequences |
| Loess | Wind-blown silt deposited around ice margins and deserts during cold, dry, windy phases; interbedded palaeosols form in warm, moist phases | Glacial (loess) and interglacial (soil) alternation; the Chinese loess plateau records 2.6 million years of cycles; the loess of Central Asia and the Danube holds Palaeolithic sites |
| Sea-level changes | Eustatic fall as water is locked in ice (about −120 m at the last glacial maximum) and rise as it melts; isostatic rebound of unloaded land | Land bridges (Beringia, Sundaland, Doggerland); drowned coastal sites; raised beaches |
| Beach sequences | Raised beaches and marine terraces at successive heights above present sea level, named in the Mediterranean as Sicilian (~100 m), Milazzian (~60 m), Tyrrhenian (~30 m) and Monastirian (~18 and ~7 m) | High sea stands of interglacials; the Mediterranean sequence was once correlated with the Alpine interglacials |
| Sea (deep-sea) cores | Columns of ocean-floor sediment whose foraminifera record the ¹⁸O/¹⁶O ratio, and hence global ice volume, layer by layer | The continuous global climate curve of Marine Isotope Stages (Emiliani, Shackleton); the standard to which all land sequences are now matched |
| Fluviatile deposits | River-laid gravels, sands and silts; boulder conglomerates in high-energy phases, fine silts in low-energy; interbedded with tools and fossils | Changes in discharge and load with climate; the Narmada boulder conglomerate with the Hathnora calvarium; the Belan and Son alluvium |
| Palynology | Pollen grains and spores, preserved in bogs, lakes and sediments, identified and counted to give a pollen diagram | Past vegetation and hence climate (tundra to birch to pine to oak as it warms); von Post (1916) founded it; the Blytt–Sernander Holocene zones; Indian work in Kashmir, the Nilgiris and Rajasthan lakes (Sambhar, Didwana, Lunkaransar) |
| Palaeontology | Fossil animals and plants as indicators of climate: cold fauna (mammoth, woolly rhinoceros, reindeer) against warm fauna (hippopotamus, Elephas antiquus); molluscs and beetles as fine indicators | The Villafranchian marker of the Pleistocene; the Narmada fauna (Stegodon, Hexaprotodon, Bos namadicus); extinctions at the end of the Pleistocene |
Site formation is the study of how an archaeological site came to be as it is found — the processes between the living community and the excavated deposit. Michael Schiffer (Behavioral Archeology, 1976; Formation Processes of the Archaeological Record, 1987) separated cultural transformation processes (C-transforms: discard, loss, caching, abandonment, burial, reuse, trampling, ploughing, looting — what people did to the material) from natural or non-cultural processes (N-transforms: burial by wind and water, erosion, redeposition by rivers, bioturbation by roots and burrowers, chemical decay, frost heave, animal gnawing and carnivore accumulation — what nature did). A river-terrace assemblage may be a redeposited mixture of many ages; a cave floor may have been sorted by water and disturbed by hyenas; an open-air site on a dune may be a deflated palimpsest. Taphonomy (Efremov, 1940) is the corresponding study of what happens to bones between death and fossilisation, and Binford's and Brain's work on carnivore bone accumulations (Brain's The Hunters or the Hunted?, 1981, on the South African cave australopithecines, victims of leopards rather than "killer apes") is its classic. Reading a site's formation is the precondition for dating it and for inferring behaviour from it, which is why the syllabus lists it beside the climatic evidences.
4. Lithic typology and technology I: the Lower, Middle and Upper Palaeolithic
Stone tools are made by percussion: a hammerstone (hard hammer) or a piece of bone, antler or wood (soft hammer) strikes a core and detaches a flake, which carries a striking platform, a bulb of percussion on its ventral face and ripple marks; the core keeps the negative scar. A core tool is the shaped core itself, a flake tool the detached piece, retouched to an edge. The Lower Palaeolithic (about 2.6 million to 300,000 years) begins with the Oldowan of Olduvai and the Omo (Mode 1 in Grahame Clark's five modes): pebble tools — a pebble flaked on one face to make a chopper, or on both faces along the edge to make a chopping tool — with the sharp flakes struck from them, made by Homo habilis and early erectus. The Acheulian (from Saint-Acheul near Amiens; Mode 2; from 1.76 million years at Kokiselei in Kenya and about 1.5 million at Attirampakkam) adds the biface: the handaxe, a core worked on both faces to a pointed or ovate form with a cutting edge all round (Abbevillian or early Acheulian handaxes are thick and irregular, made with a hard hammer; later ones are thin, symmetrical and soft-hammer finished), and the cleaver, a biface with a straight transverse cutting edge at the end, often made on a large flake — the tool of Homo erectus and heidelbergensis across Africa, Europe, western Asia and India, but not east of the Movius line (1948) through India and Southeast Asia, where chopper-chopping industries persisted. The Middle Palaeolithic (about 300,000 to 40,000 years; Mode 3) is a flake-tool technology on prepared cores. The Clactonian (Clacton-on-Sea, Essex; an early flake industry of the Mindel–Riss interglacial) struck thick flakes with wide, high-angled platforms and prominent bulbs from unprepared cores by hard hammer. The Levalloisian (Levallois-Perret, a Paris suburb) prepared the core first — trimming its surface and platform so that a flake of predetermined shape and size could be struck in one blow — leaving a "tortoise core", domed like a tortoise shell, and a Levallois flake with a faceted platform; Levallois points and blades come from the same technique. The Mousterian (Le Moustier, Dordogne; the industry of the Neanderthals in Europe and of contemporaries in Africa and Asia) used Levallois and discoidal (disc-shaped, centripetally flaked) cores to make side-scrapers (racloirs) of many forms, points, denticulates and notches, which François Bordes classified into 63 types and five facies; in India the Nevasian of Sankalia is the Middle Palaeolithic flake industry on jasper and chert. The Upper Palaeolithic (about 40,000 to 10,000 years; Mode 4; the work of anatomically modern humans) turned to blades — flakes at least twice as long as wide, struck in series from a prismatic or fluted core (so called from its parallel flake scars, fluted like a column) by punch or pressure, with a prepared platform — and to tools made on them: the knife and backed blade (blunted-back blade, one edge steeply retouched so it can be held or hafted), the burin (a chisel edge made by a burin blow, for engraving bone and antler), the borer or awl (a retouched point for piercing), end-scrapers, and points of many regional kinds (Gravette points, Font-Robert tanged points, Solutrean leaf points). Bone, antler and ivory tools, personal ornaments and art appear with it.
| Period and mode | Technique | Type fossils | Makers |
|---|---|---|---|
| Lower Palaeolithic: Oldowan (Mode 1) | Hard-hammer flaking of pebbles; core tools and simple flakes | Chopper (unifacial), chopping tool (bifacial), polyhedron, spheroid | Homo habilis, early erectus; ~2.6–1.5 million years |
| Lower Palaeolithic: Acheulian (Mode 2) | Bifacial shaping; hard then soft hammer; large flake blanks (India, Africa) | Handaxe, cleaver; also picks, knives, scrapers on flakes | Homo erectus/ergaster, heidelbergensis; ~1.76 million–300,000 years; west of the Movius line |
| Middle Palaeolithic: Clactonian, Levalloisian, Mousterian (Mode 3) | Prepared-core (Levallois, tortoise core) and discoid-core flake production; Clactonian unprepared thick flakes | Levallois flake and point, side-scraper, Mousterian point, denticulate, notch; India: Nevasian scrapers, points, borers on jasper and chert | Neanderthals, archaic and early modern humans; ~300,000–40,000 years |
| Upper Palaeolithic (Mode 4) | Blade production from prismatic/fluted cores by punch and pressure; bone and antler working | Blade, backed (blunted-back) blade and knife, burin, borer/awl, end-scraper, points (Gravette, leaf, shouldered) | Anatomically modern humans; ~40,000–10,000 years; Europe's Aurignacian to Magdalenian; India's Renigunta, Patne, Bhimbetka |
5. Lithic typology and technology II: Mesolithic microliths and Neolithic ground tools
The Mesolithic (Mode 5; in Europe from the end of the Pleistocene about 10,000 BCE to the arrival of farming, in India from about 10,000 BCE to 2,000 BCE or later in places) is defined by the microlith: a small stone tool, typically under 3 cm, made on a bladelet struck from a small fluted core — pencil-shaped and conical cores are characteristic — and shaped by steep backing or by the microburin technique, in which the bladelet is notched and snapped to leave a small triangular waste piece (the microburin) and a trapezoidal or triangular tool. Microliths are classified as non-geometric (backed blades, obliquely blunted points, lunates or crescents, points, penknife blades) and geometric (triangles, trapezes, rhomboids, lunates in strict geometric form); the geometric forms are usually the later. Their purpose was composite tools: several microliths set in a groove of bone or wood with resin made the barbs and tips of arrows, the teeth of sickles and the edges of knives and harpoons — and the bow and arrow, whose earliest secure evidence is Mesolithic in Europe (though microliths and probable arrowheads are far older in Africa), transformed hunting, as did the domestic dog, fishing gear and the exploitation of small game, shellfish and wild grain in the warmer, wetter post-glacial world. In India the microlithic industries are on chert, chalcedony, agate, jasper and quartz; their sites (Bagor, Langhnaj, Adamgarh, Sarai Nahar Rai, Bhimbetka) are the next chapter's subject, and their rock paintings show the hunts. The Neolithic (from about 9,000 BCE in the Near East, 7,000 BCE at Mehrgarh, 3,000–1,000 BCE across peninsular and north-east India) is defined by food production — cultivation and herding — and by a new lithic technology: grinding and polishing. The celt is the type tool, a ground and polished axe or adze head of fine-grained rock (basalt, dolerite, diorite, jadeite in the north-east) first roughed out by flaking, then pecked and ground on a grinding stone, and finally polished; an axe has a symmetrical edge and is hafted with the edge parallel to the handle, an adze an asymmetrical (bevelled) edge and is hafted with the edge transverse, for shaping wood; the shouldered celt of the north-east and the faceted celt of the south are regional forms. Ring stones are perforated discs of stone, made by pecking from both faces to a biconical hole, used as weights on digging sticks (and as mace heads and net sinkers); grinding stones — the saddle quern and its muller or rubber, and the mortar and pestle — process grain and are the surest sign of a plant-food economy. Chipped tools continue: microliths persist into the Neolithic and Chalcolithic (the Chalcolithic blade industries of Malwa and Jorwe are the descendants of Mesolithic microlith-making), and the "Neolithic" of the syllabus is a technological and economic stage rather than a date, which is why Burzahom's pit-dwellers and Brahmagiri's ash-mound cattle-keepers are both Neolithic though separated by a thousand miles and years.
Key takeaways
- The Tertiary (66–2.58 million years: Palaeocene to Pliocene) holds primate and early hominin evolution; the Quaternary (from 2.58 million years) holds Homo and stone tools, divided into the Pleistocene (Lower to 0.78, Middle to 0.126, Upper to 0.0117 million years) and the Holocene (from 11,700 years; Blytt–Sernander zones: Pre-Boreal, Boreal, Atlantic optimum, Sub-Boreal, Sub-Atlantic).
- Penck and Brückner's Alpine glacials Günz, Mindel, Riss and Würm (with Donau and Biber before) and their interglacials are labels for the last of more than forty Milankovitch-paced cycles; the last glacial maximum was ~21,000 years ago with sea level ~120 m lower; tropical pluvials (Kageran, Kamasian, Kanjeran, Gamblian) were once equated with glacials, a correlation now rejected; the Holocene saw the Younger Dryas, the Atlantic optimum, the 4.2 ka event and the Little Ice Age.
- Evidences: moraines (ice extent), varves (annual couplets, de Geer), river terraces (the Soan sequence), loess with palaeosols (cold-dry against warm-moist), eustatic sea-level change (land bridges), Mediterranean beach sequences (Sicilian, Milazzian, Tyrrhenian, Monastirian), deep-sea cores (isotope stages), fluviatile deposits (Narmada conglomerate), palynology (von Post; pollen diagrams) and palaeontology (Villafranchian, cold and warm faunas); site formation is Schiffer's C-transforms (cultural) and N-transforms (natural), with taphonomy for bones.
- Palaeolithic typology: Lower — Oldowan chopper (unifacial) and chopping tool (bifacial), Acheulian handaxe and cleaver (bifaces; Movius line); Middle — Clactonian thick flakes, Levallois prepared (tortoise) cores and flakes, Mousterian discoid cores, scrapers and points (Bordes's 63 types; India's Nevasian); Upper — blades from fluted cores, backed knives, burins, borers, points.
- Mesolithic microliths (under 3 cm; non-geometric and geometric; microburin technique; composite tools, the bow and arrow) and Neolithic ground and polished tools — the celt (axe with symmetrical edge, adze with bevelled edge; shouldered celts in the north-east), the ring stone (digging-stick weight) and grinding stones (saddle quern and muller) — mark Clark's Mode 5 and the food-producing stage.
Practice questions (10)
Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.
The four Alpine glaciations named by Penck and Brückner, from oldest to youngest, are
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Answer: B — Günz, Mindel, Riss, Würm
The Bavarian river names run Günz, Mindel, Riss, Würm, the last being the most recent glaciation; the Kageran to Gamblian series are the East African pluvials, and Elster, Saale and Weichsel are the North European equivalents of Mindel, Riss and Würm.A domed core from which a flake of predetermined shape has been struck after careful preparation of its surface and platform is called
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Answer: C — a tortoise core, of the Levalloisian technique
The Levallois method prepares the core so that one blow detaches a flake of planned form, leaving a core shaped like a tortoise shell; fluted cores yield blades in series, chopping tools are bifacial pebble tools, and ring stones are perforated digging-stick weights.At approximately how many million years ago does the Quaternary period, and with it the Pleistocene epoch, now formally begin? Give the answer to two decimal places.
Numerical answer — type the value.
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Answer: 2.58
In 2009 the base of the Quaternary and the Pleistocene was lowered from 1.8 to 2.58 million years, to the Gauss–Matuyama magnetic reversal and the onset of major northern glaciation; older texts still give 1.8 or 1.6.Match the evidence with what it records. (a) Varves (b) Loess (c) Raised beaches (d) Deep-sea cores. Records: (1) Interglacial high sea stands (2) Annual layers in glacial lakes (3) Global ice volume through oxygen isotopes (4) Cold, dry, windy phases of wind-blown silt
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Answer: C — a-2, b-4, c-1, d-3
De Geer's varves are annual lake couplets; loess is glacial-phase wind-blown silt; raised beaches mark interglacial high sea levels; foraminifera in ocean cores record the ¹⁸O/¹⁶O ratio and hence ice volume.Which of the following correctly pairs a tool type with its period?
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Answer: B — Burin — Upper Palaeolithic
The burin, a chisel-edged blade tool for engraving bone and antler, belongs to the Upper Palaeolithic blade technology; the cleaver is Acheulian (Lower Palaeolithic), the celt Neolithic and the geometric microlith Mesolithic.Which statements about the Holocene are correct? Select all that apply.
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Answer: A — The Mesolithic, Neolithic and all later cultural stages fall within it; C — It began about 11,700 years ago at the end of the Younger Dryas cold phase; D — The Atlantic period of the Blytt–Sernander scheme was its warm, moist climatic optimum
Homo erectus and the Acheulian are Pleistocene; the Holocene is the current interglacial, beginning 11,700 years ago, with the Atlantic optimum about 8,000–5,000 years ago and every post-glacial culture within it.In Schiffer's account of site formation, which of the following is an N-transform (a natural process) rather than a C-transform?
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Answer: D — Redeposition of tools by a river and burrowing by rodents
C-transforms are what people did — discard, ploughing, looting, reuse; N-transforms are what nature did — water, wind, roots, burrowers, carnivores, chemical decay. Reading them apart is the precondition for dating a deposit and inferring behaviour.Which statements about the Mesolithic microlithic technology are correct? Select all that apply.
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Answer: A — Microliths were made on bladelets struck from small fluted or conical cores; B — Microliths were hafted in numbers as the barbs and tips of composite tools such as arrows and sickles; D — The microburin is the waste piece left when a notched bladelet is snapped, not a finished tool
Geometric forms are generally the later development within microlithic industries; the core type, the microburin as waste and the composite hafting are correctly stated.Assertion (A): The one-to-one correlation of the four East African pluvials with the four Alpine glaciations has been abandoned. Reason (R): The East African sequence of Kageran, Kamasian, Kanjeran and Gamblian pluvials was set up by Wayland and Leakey in the 1930s.
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Answer: B — Both A and R are true, but R is not the correct explanation of A
Both are true, but R does not explain A. A is true: dated lake, dune and pollen records showed that many tropical regions were drier during glacials (the Thar's dunes formed then) and wetter in interglacials and the early Holocene, so the assumed synchrony failed. R is true too, but who proposed the pluvials and when says nothing about why their correlation with the glaciations was given up.An excavator finds, in a single river terrace gravel, Acheulian handaxes, Levallois flakes and a few microliths, all rolled and abraded. The most defensible reading is that
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Answer: C — the gravel is a fluvially redeposited mixture of several ages (an N-transform), so the assemblage cannot be dated as one occupation
Rolling and abrasion show water transport, and tools of three technological stages in one gravel are the signature of redeposition — the site-formation reading the syllabus asks for; the terrace dates the deposit's formation, not the tools' manufacture.