Animal Diversity: Systematics, Classification and Phylogenetic Relationships

This chapter answers Section XL4.1 of XL4 Zoology, one of the five optional sections of the Life Sciences (XL) paper: “Systematics and classification of animals, phylogenetic relationships (based on classical and molecular phylogenetic tools).” It teaches what systematics, taxonomy and nomenclature each do, the classical characters on which animal phyla are separated (organisation, symmetry, germ layers, body cavity, development, segmentation), the major phyla and the chordate plan, the cladistic vocabulary of homology and monophyly, how trees are built from morphology and DNA by distance, parsimony, likelihood and Bayesian methods, and the modern molecular tree of animals. The numericals are counting possible trees, scoring parsimony steps and informative sites, and converting a p-distance into a Jukes–Cantor distance.

1. Systematics, taxonomy and nomenclature

Systematics is the study of the diversity of organisms and of the evolutionary relationships among them; its end product is a phylogeny. Taxonomy is the part that describes, names and classifies, and classification arranges organisms into a nested hierarchy of ranks: kingdom, phylum, class, order, family, genus and species. Three schools have argued over how to classify. Phenetics (numerical taxonomy) groups by overall similarity across many equally weighted characters. Cladistics, founded by Willi Hennig, groups only by shared derived characters, so that every named group is a clade. Evolutionary systematics weighs both ancestry and the amount of divergence, which is why it keeps groups such as Reptilia that cladists reject.

Zoological nomenclature follows the International Code of Zoological Nomenclature (ICZN), whose starting point is the 10th edition of Linnaeus's Systema Naturae (1758). A species name is a binomen: a capitalised genus name and a lower-case specific name, both italicised, often followed by author and year, as in Panthera tigris (Linnaeus, 1758); the parentheses show that the species now sits in a genus other than the one it was described in. Under the principle of priority the oldest available name is valid and later names for the same taxon are junior synonyms. Tautonyms such as Naja naja and Gorilla gorilla are allowed in zoology, though not in botany. Family-group names take fixed endings: superfamily -oidea, family -idae, subfamily -inae, tribe -ini (Felidae, Felinae).

  • Holotype: the single specimen designated as name-bearer in the original description; paratypes are the other specimens of that type series.
  • Syntypes and lectotype: when no holotype was fixed, all specimens of the series are syntypes, and one may later be designated the lectotype.
  • Neotype: designated when the name-bearing type has been lost or destroyed.
⚠️ Only the species is a biological unit
Under the biological species concept (Mayr) a species is a group of interbreeding natural populations reproductively isolated from others; it cannot be applied to asexual or fossil forms, for which morphological or phylogenetic concepts (the smallest diagnosable monophyletic cluster) are used. Ranks above the species are conventions: a family of beetles is not equivalent to a family of mammals in age or diversity.

2. Classical characters: organisation, symmetry, germ layers and coelom

Classical classification sorts animals by a few deep features of the body plan, read from adult anatomy and embryology. They are informative because they are complex, slow to change and tied to development; their weakness, as Section 6 shows, is that some evolved or were lost more than once.

The classical characters of animal body plans
CharacterStatesExamples
Level of organisationCellular (no true tissues); tissue; organ-systemPorifera; Cnidaria and Ctenophora; Bilateria
SymmetryAsymmetric; radial; biradial; bilateral; pentaradial in adults onlyMost sponges; cnidarians; ctenophores; Bilateria; echinoderms (larvae bilateral)
Germ layersDiploblastic (ectoderm and endoderm, jelly-like mesoglea between); triploblastic (mesoderm added)Cnidaria, Ctenophora; Bilateria
Body cavityAcoelomate; pseudocoelomate (cavity from the blastocoel, mesoderm only on the body-wall side); eucoelomate (cavity enclosed by mesoderm)Platyhelminthes; Nematoda, Rotifera; annelids, molluscs, arthropods, echinoderms, chordates
Origin of coelomSchizocoely (split within mesodermal bands); enterocoely (pouches budded from the archenteron)Annelids, molluscs; echinoderms, hemichordates, amphioxus
SegmentationMetamerism: serial repetition of body unitsAnnelida, Arthropoda, Chordata (somites)

Embryology split the triploblasts into two lines. In protostomes the blastopore typically becomes the mouth, cleavage is spiral and determinate (each early blastomere has a fixed fate) and the coelom arises by schizocoely; many have a trochophore larva. In deuterostomes the blastopore becomes the anus and the mouth forms anew, cleavage is radial and indeterminate (an isolated early blastomere can still form a whole larva) and the coelom arises by enterocoely.

⚠️ Exam trap
These are tendencies, not laws. Arthropods have superficial rather than spiral cleavage, and the vertebrate coelom forms by splitting of the lateral-plate mesoderm, not by enterocoely. The clades themselves are now defined by molecular data.

3. The major phyla and the chordate plan

Diagnostic characters of the major animal phyla
PhylumGradeDiagnostic features
PoriferaCellular; no tissues; mostly asymmetricChoanocytes drive water in through ostia and out through the osculum; skeleton of spicules or spongin
CnidariaTissue; diploblastic; radialCnidocytes with nematocysts; gastrovascular cavity with one opening; polyp and medusa forms
CtenophoraTissue; diploblastic; biradialEight rows of ciliary comb plates; adhesive colloblasts
PlatyhelminthesTriploblastic; acoelomateDorsoventrally flattened; flame cells (protonephridia); gut blind or absent
NematodaPseudocoelomateRound in section; cuticle moulted; only longitudinal body-wall muscles; complete gut
AnnelidaCoelomate; metamericSegments separated by septa; setae or parapodia; nephridia; closed circulation in earthworms
MolluscaCoelomate; coelom reduced to the pericardial cavityMantle, muscular foot, radula (absent in bivalves); open circulation except in cephalopods
ArthropodaCoelomate; metamericJointed appendages; chitinous exoskeleton that is moulted; haemocoel and open circulation
EchinodermataCoelomate deuterostomeWater vascular system with tube feet; calcareous ossicles of mesodermal origin; adults pentaradial
HemichordataCoelomate deuterostomeProboscis, collar and trunk; pharyngeal slits; a stomochord, not a notochord
ChordataCoelomate deuterostomeNotochord, dorsal hollow nerve cord, pharyngeal slits, post-anal tail, endostyle or thyroid

The chordate characters need appear only in the embryo. In Urochordata (tunicates) the notochord lies in the tail of the tadpole larva and is lost at metamorphosis; in Cephalochordata (amphioxus) it runs from head to tail throughout life; in Vertebrata it is largely replaced by the vertebral column. Vertebrates comprise the jawless lampreys and hagfishes and the jawed gnathostomes: cartilaginous fishes, bony fishes and tetrapods. Among tetrapods the amniotes (reptiles, birds, mammals) share an egg with amnion, chorion and allantois, a synapomorphy that freed reproduction from water.

⚠️ Exam trap
Usual slips: sponges have cells but no true tissues; ctenophores catch prey with colloblasts, not cnidocytes; the hemichordate stomochord is not a notochord; echinoderm radial symmetry is secondary, since their larvae are bilateral.

4. Reading characters: homology, polarity and monophyly

A phylogeny is inferred from homologous characters, similarities inherited from a common ancestor (the forelimb bones of a bat, a whale and a human). Homoplasy is similarity not due to common descent: convergence (wings of birds and insects, camera eyes of octopus and vertebrates), parallelism, or reversal (limb loss in snakes). Character polarity, which state is ancestral, is set by outgroup comparison: the state shared with a related group outside the study group is taken as ancestral.

  • Plesiomorphy: an ancestral state. Apomorphy: a derived state.
  • Synapomorphy: a derived state shared by two or more taxa, the only evidence for a clade (hair and mammary glands for Mammalia).
  • Symplesiomorphy: a shared ancestral state, which groups nothing (a backbone shared by fishes and tetrapods does not make “fishes” a clade).
  • Autapomorphy: a derived state unique to one terminal taxon; it diagnoses that taxon but says nothing about its relatives.

A monophyletic group (clade) contains an ancestor and all its descendants: Mammalia, or Archosauria (crocodilians plus birds). A paraphyletic group contains an ancestor and only some descendants: “reptiles” without birds, “fishes” without tetrapods, “invertebrates”. A polyphyletic group gathers lineages from different ancestors on a convergent character: “warm-blooded animals” (birds plus mammals). Two taxa are sister groups if they share an immediate common ancestor. A tree is read by its nodes, not by the left-to-right order of tips, so rotating branches about a node changes nothing. In a cladogram branch lengths mean nothing; in a phylogram they are proportional to change; in a chronogram, to time. A rooted tree shows the direction of time; an unrooted tree shows only relationships.

⚠️ Exam trap
Crocodiles are closer to birds than to lizards, because crocodilians and birds share a more recent common ancestor. No living species is “more primitive” than another: all have evolved for the same length of time since their split.

5. Molecular tools and tree-building methods

Molecular characters are numerous, heritable, comparable across distant groups and countable. The marker is matched to the depth of the question. Slowly evolving nuclear 18S rRNA, and now hundreds of genes or whole genomes (phylogenomics), resolve splits among phyla; fast mitochondrial genes (cytochrome b, 12S and 16S rRNA) resolve species and populations. DNA barcoding identifies animal species from a standard region of about 650 bp of mitochondrial cytochrome c oxidase subunit I (COI). Older molecular tools were protein electrophoresis, immunological distance and DNA–DNA hybridisation. Rare genomic changes, such as retroposon insertions or rearrangements of mitochondrial gene order, are nearly free of homoplasy and make strong characters.

Tree-building methods
MethodPrincipleStrength and limitation
UPGMA (distance)Repeatedly joins the closest pair and averages distancesAssumes equal rates in all lineages (a clock) and gives a rooted, ultrametric tree; misleads when rates differ
Neighbour-joining (distance)Stepwise joining that corrects for unequal rates (minimum evolution)Fast and tolerant of rate variation; unrooted tree; sequence detail lost in the distances
Maximum parsimony (characters)The tree needing the fewest character changesNo explicit model; prone to long-branch attraction
Maximum likelihood (characters)The tree and branch lengths that make the data most probable under a substitution modelStatistically consistent if the model is adequate; computationally heavy
Bayesian inference (characters)Posterior probability of trees given data, model and priors, sampled by MCMCGives posterior probabilities of clades; sensitive to model and priors

The simplest distance is the p-distance, the proportion of aligned sites that differ. Because a site can change more than once (multiple hits), p underestimates the true number of substitutions and saturates as divergence grows. The Jukes–Cantor correction, which assumes all substitutions equally likely, gives d = −(3/4) ln(1 − 4p/3) substitutions per site. Worked example: two 200-site sequences differ at 50 sites, so p = 0.25 and d = −0.75 ln(0.667) = 0.304, about a fifth more than p. Support for a clade is measured by the bootstrap: sites are resampled with replacement to build many pseudo-datasets, and the percentage of the resulting trees that contain the clade is its bootstrap value.

🎯 Two pitfalls
In long-branch attraction, two unrelated fast-evolving lineages pick up chance parallel substitutions that parsimony reads as synapomorphies, so they are wrongly joined; model-based methods and denser taxon sampling reduce it. And a gene tree need not match the species tree: incomplete lineage sorting, comparison of paralogues after gene duplication, and horizontal transfer all give discordant gene trees, which is why phylogenomics combines many genes.

6. Classical versus molecular: the modern animal tree

Molecular phylogenies, first from 18S rRNA and now from genome-scale data, upheld Bilateria, Protostomia and Deuterostomia but redrew the protostomes into two clades. Ecdysozoa are animals that moult a cuticle: arthropods, nematodes, tardigrades and onychophorans. Lophotrochozoa (within Spiralia) include annelids, molluscs, flatworms, brachiopods, bryozoans and rotifers, many with spiral cleavage, a trochophore larva or a lophophore. Deuterostomia comprise Ambulacraria (echinoderms plus hemichordates) and Chordata. Whether sponges or ctenophores are the sister group of all other animals is still debated.

What the molecular tree kept and what it overturned
Classical groupingClassical basisMolecular verdict
Acoelomate flatworms at the base of BilateriaNo coelom, simple organisationFlatworms are lophotrochozoans; their simplicity is partly secondary
Pseudocoelomata as one groupCavity derived from the blastocoelNot a clade: nematodes are ecdysozoans, rotifers lophotrochozoans
Articulata (annelids plus arthropods)Metameric segmentationRejected: segmentation arose more than once or was lost in many lines
Cephalochordates as sister of vertebratesFull-length notochord, segmented musclesTunicates are the sister group of vertebrates (Olfactores)
Protostomia and DeuterostomiaFate of blastopore, cleavage patternBoth upheld as clades

7. Numericals: counting trees and scoring parsimony

How many trees? Each new taxon can be attached to any branch of an existing tree, and an unrooted bifurcating tree of n taxa has 2n − 3 branches. Hence the number of unrooted trees is (2n − 5)!! = 1 × 3 × 5 × … × (2n − 5) and of rooted trees (2n − 3)!!, so the rooted count for n taxa equals the unrooted count for n + 1. For 4 taxa there are 3 unrooted and 15 rooted trees; for 5, 15 and 105; for 10, about 2.0 million and 34.5 million. Exhaustive search is impossible beyond about a dozen taxa, so programs search heuristically.

Scoring parsimony (Fitch). For one site, work from the tips inwards: a node takes the intersection of its two daughters' state sets if it is not empty; otherwise it takes their union and one step is counted. Tree length is the sum of steps over all sites, and the shortest tree is the most parsimonious. A site is parsimony-informative only if at least two states each occur in at least two taxa. Worked example for taxa W, X, Y and Z (bases listed in that order):

Fitch steps for each site on the three unrooted trees of four taxa
Site (W X Y Z)W+X | Y+ZW+Y | X+ZW+Z | X+Y
1: AAAA000
2: GGCC122
3: CTTT111
4: TTCC122
5: AGGA221
6: AAGG122
Tree length698
🧠 Four-taxon shortcut
A constant site costs 0 steps on every tree; a singleton site (AAAG) 1 on every tree; a 2 + 2 site (AAGG) 1 on the tree that pairs its states and 2 on the other two; a three-state site (AAGC) 2 on every tree; a four-state site 3 on every tree. Only 2 + 2 sites choose between trees, so above, sites 2, 4 and 6 favour W+X and site 5 alone favours W+Z.

Key takeaways

  • Systematics reconstructs relationships; taxonomy describes, names and classifies. The ICZN starts from 1758, applies priority, allows tautonyms and fixes the endings -oidea, -idae and -inae; every name hangs on a type (holotype, lectotype, neotype).
  • Classical characters are level of organisation, symmetry, germ layers, body cavity and its origin, segmentation and protostome–deuterostome embryology; they are tendencies with known exceptions.
  • Chordates share notochord, dorsal hollow nerve cord, pharyngeal slits and post-anal tail at least in the embryo; the hemichordate stomochord is not a notochord, and tunicates are the sister group of vertebrates.
  • Only synapomorphies define clades; symplesiomorphies and homoplasies mislead. Reptiles without birds and fishes without tetrapods are paraphyletic; warm-blooded animals are polyphyletic.
  • Molecular trees split protostomes into Ecdysozoa and Lophotrochozoa, dissolving Articulata and Pseudocoelomata. UPGMA assumes a clock and neighbour-joining does not; parsimony minimises changes and suffers long-branch attraction; likelihood and Bayesian methods use substitution models.
  • Unrooted trees number (2n − 5)!! and rooted trees (2n − 3)!!; tree length is the sum of Fitch steps; the Jukes–Cantor distance d = −(3/4) ln(1 − 4p/3) corrects the p-distance for multiple hits.

Practice questions (17)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. A zoologist erects a new taxon at the rank of family, based on the type genus Testudo. Under the International Code of Zoological Nomenclature, which name has the correct form for a family?

    1. Testudinoidea
    2. Testudininae
    3. Testudinidae
    4. Testudinaceae
    Show answer

    Answer: C — Testudinidae

    Zoological family names end in -idae, so the family is Testudinidae. Testudinoidea carries the superfamily ending -oidea and Testudininae the subfamily ending -inae; both are tempting because they are valid zoological endings, but for other ranks. The ending -aceae marks a family in botanical nomenclature, not in zoology.
  2. The only name-bearing specimen of a moth species, designated in the original description, was destroyed in a museum fire, and no other specimen of the original type series survives. A specialist designates a newly collected specimen as the name-bearer. What is this specimen called?

    1. A lectotype
    2. A neotype
    3. A paratype
    4. A syntype
    Show answer

    Answer: B — A neotype

    A neotype is designated when the name-bearing type has been lost or destroyed. A lectotype is the tempting answer, but it is chosen from surviving syntypes of the original series, and none survive here. Paratypes and syntypes are specimens of the original type series, so a newly collected specimen cannot be either.
  3. A bilaterally symmetrical, triploblastic animal has a complete gut, a body cavity formed from the blastocoel with mesoderm lining only the body wall, only longitudinal muscles in its body wall, and a cuticle that it moults as it grows. To which phylum does it belong?

    1. Annelida
    2. Platyhelminthes
    3. Arthropoda
    4. Nematoda
    Show answer

    Answer: D — Nematoda

    A blastocoel-derived pseudocoelom, longitudinal muscles only and a moulted cuticle together identify Nematoda. Arthropoda is the tempting choice because arthropods also moult (both are ecdysozoans), but arthropods are coelomates with a haemocoel and jointed appendages. Annelids have a true coelom with circular and longitudinal muscles, and flatworms are acoelomate with a blind gut.
  4. In the classical embryological scheme, which of the following are characteristic of deuterostomes as opposed to protostomes?

    1. The blastopore becomes the anus and the mouth forms secondarily
    2. Early cleavage is radial and indeterminate
    3. The coelom forms by splitting of solid mesodermal bands (schizocoely)
    4. A trochophore larva occurs in the life cycle
    Show answer

    Answer: A — The blastopore becomes the anus and the mouth forms secondarily; B — Early cleavage is radial and indeterminate

    Deuterostomes (echinoderms, hemichordates, chordates) classically show the blastopore becoming the anus and radial, indeterminate cleavage. Schizocoely and the trochophore larva are protostome features, typical of annelids and molluscs.
  5. Blastomeres are separated at the four-cell stage in embryos of two marine invertebrates. In species X each isolated blastomere forms a complete though small larva; in species Y each forms only part of a larva, with specific structures missing. Which interpretation is most consistent with these results?

    1. X has radial, indeterminate cleavage as in a sea urchin, and Y has spiral, determinate cleavage as in a marine snail
    2. X has spiral, determinate cleavage as in a marine snail, and Y has radial, indeterminate cleavage as in a sea urchin
    3. Both have spiral cleavage, and the difference arises because only X forms its coelom by enterocoely
    4. Both are deuterostomes, and the difference arises because only Y develops a pseudocoelom
    Show answer

    Answer: A — X has radial, indeterminate cleavage as in a sea urchin, and Y has spiral, determinate cleavage as in a marine snail

    Indeterminate cleavage means early blastomeres keep their full developmental potential, so each can form a whole larva, as in sea urchins (deuterostomes). The determinate spiral cleavage of protostomes such as snails fixes each blastomere's fate early, so an isolated cell gives only its allotted part. The reversed pairing is the tempting distractor; the mode of coelom formation and a pseudocoelom have nothing to do with the potency of early blastomeres.
  6. Which structure is correctly matched with the phylum in which it is characteristically found?

    1. Flame cells (protonephridia) — Annelida
    2. Colloblasts on the tentacles — Cnidaria
    3. Radula in the buccal cavity — Arthropoda
    4. Water vascular system — Echinodermata
    Show answer

    Answer: D — Water vascular system — Echinodermata

    The water vascular system with tube feet is unique to echinoderms. Flame cells are the protonephridia of flatworms (annelids have metanephridia), colloblasts belong to ctenophores (cnidarians have cnidocytes), and the radula is the feeding organ of molluscs.
  7. Which of the following groups is monophyletic?

    1. Reptiles as traditionally defined: turtles, lizards, snakes and crocodilians, but not birds
    2. Fishes as traditionally defined: jawless, cartilaginous and bony fishes, but not tetrapods
    3. Warm-blooded vertebrates: birds and mammals grouped together on the basis of endothermy
    4. Archosauria: crocodilians, birds and all other descendants of their latest common ancestor
    Show answer

    Answer: D — Archosauria: crocodilians, birds and all other descendants of their latest common ancestor

    Archosauria contains a common ancestor and all its descendants, so it is a clade. Traditional reptiles and fishes are paraphyletic because they leave out some descendants (birds; tetrapods). Grouping birds with mammals by endothermy is polyphyletic: endothermy evolved independently in the two lineages, so the group rests on a convergent character.
  8. A study of relationships among five species of the cat family uses a species of the dog family as outgroup. One character scored is “presence of mammary glands”, which the dog and all five cats show. For resolving relationships among the five cats, this character is best described as —

    1. A synapomorphy that unites all five cats as a clade separate from the dog
    2. A symplesiomorphy that is uninformative about relationships among the five cats
    3. An autapomorphy of the cat family that separately diagnoses each of the five species
    4. A homoplasy, because mammary glands arose independently in the cats and in the dog
    Show answer

    Answer: B — A symplesiomorphy that is uninformative about relationships among the five cats

    The state is present in the outgroup and in every ingroup species, so outgroup comparison makes it ancestral (plesiomorphic) for the cats, and a shared ancestral state groups nothing. It is a synapomorphy only at the level of Mammalia as a whole, which is the tempting misreading. It is not unique to one species, so not an autapomorphy, and mammary glands in cats and dogs are homologous, not convergent.
  9. Which of the following statements about reading phylogenetic trees are correct?

    1. Rotating the two branches that arise from a node does not change the relationships shown
    2. In a phylogram, branch lengths are proportional to the amount of character change
    3. An unrooted tree shows which of its taxa is ancestral to the others
    4. Two tips are sister groups only if they are printed next to each other
    Show answer

    Answer: A — Rotating the two branches that arise from a node does not change the relationships shown; B — In a phylogram, branch lengths are proportional to the amount of character change

    Relationships are carried by the nodes, so swapping branches about a node leaves the tree unchanged, and phylogram branch lengths do scale with change. An unrooted tree shows no direction of descent, and living tips are not ancestors of one another anyway. Adjacency of tips on the page means nothing because branches rotate freely; sister groups are defined by an immediate common ancestor.
  10. Which marker is most suitable for resolving relationships among animal phyla that diverged more than 500 million years ago?

    1. The mitochondrial COI barcode region, because it varies between closely related species
    2. Microsatellite loci, because their high mutation rate gives many alleles per locus
    3. The nuclear 18S rRNA gene, because its slow rate of change avoids saturation
    4. The mitochondrial control region, because it is the fastest-evolving part of the mitochondrial genome
    Show answer

    Answer: C — The nuclear 18S rRNA gene, because its slow rate of change avoids saturation

    Deep divergences need slowly evolving sequences; otherwise repeated substitutions at the same sites erase the signal (saturation). 18S rRNA was the marker that first defined the modern animal tree. COI is tempting because it is the standard animal barcode, but its fast rate suits species identification, not phyla; microsatellites and the control region evolve faster still and suit populations.
  11. A distance matrix is computed for four species whose lineages have evolved at very different rates, one about three times faster than the others. Which method is most likely to recover a wrong topology from this matrix, and why?

    1. UPGMA, because it assumes that all lineages evolve at the same rate and builds an ultrametric tree
    2. Neighbour-joining, because it assumes a clock and forces every tip to be equidistant from the root
    3. Maximum likelihood, because it cannot accommodate different branch lengths in different lineages
    4. The bootstrap, because resampling sites with replacement creates rate differences among lineages
    Show answer

    Answer: A — UPGMA, because it assumes that all lineages evolve at the same rate and builds an ultrametric tree

    UPGMA clusters by averaged distances under a strict-clock assumption, so a fast lineage looks distant from its true sister and is placed wrongly. Neighbour-joining is the tempting option, but it was designed precisely to correct for unequal rates and returns an unrooted tree. Maximum likelihood estimates a separate length for every branch, and the bootstrap measures support; it is not a tree-building method.
  12. Parsimony groups two distantly related, fast-evolving species together with strong bootstrap support. Maximum likelihood with a well-fitting substitution model, after adding slower-evolving relatives of each species, places them in separate clades. What is the most likely explanation?

    1. The two species are true sisters, and maximum likelihood undercounts the substitutions they share
    2. Long-branch attraction: parallel changes on two long branches were read by parsimony as synapomorphies
    3. Strong bootstrap support guarantees a correct clade, so the parsimony result must be preferred
    4. Parsimony corrects better than likelihood for repeated substitutions at a site, so it is right
    Show answer

    Answer: B — Long-branch attraction: parallel changes on two long branches were read by parsimony as synapomorphies

    On long branches many sites change by chance to the same state; parsimony, which has no model of multiple hits, counts these parallel changes as shared derived states and joins the long branches. A model-based likelihood analysis and extra taxa that break the long branches remove the artefact. The bootstrap measures consistency within the data, not correctness, so it can strongly support an artefact, and parsimony has no correction for multiple hits at all.
  13. Which of the following conclusions are supported by molecular phylogenies of animals?

    1. Arthropods and nematodes both belong to the moulting clade Ecdysozoa
    2. Annelids and arthropods together form a clade, Articulata, united by segmentation
    3. Tunicates, rather than cephalochordates, are the sister group of vertebrates
    4. Flatworms are the sister group of all other bilaterians, as their acoelomate plan suggests
    Show answer

    Answer: A — Arthropods and nematodes both belong to the moulting clade Ecdysozoa; C — Tunicates, rather than cephalochordates, are the sister group of vertebrates

    Ecdysozoa (arthropods, nematodes and other moulting animals) and the tunicate–vertebrate pairing are well supported by molecular data. Articulata is rejected: annelids are lophotrochozoans and arthropods ecdysozoans, so segmentation arose more than once or was lost. Flatworms nest within Lophotrochozoa, so their acoelomate condition is not evidence of a basal position.
  14. How many distinct rooted, fully bifurcating trees are possible for 6 taxa?

    Numerical answer — type the value.

    Show answer

    Answer: 945

    Rooted trees for n taxa = (2n − 3)!! = 1 × 3 × 5 × … × (2n − 3). For n = 6 this is 9!! = 1 × 3 × 5 × 7 × 9 = 945. Using the unrooted formula (2n − 5)!! gives 105, the usual slip; equivalently, the rooted count for 6 taxa equals the unrooted count for 7.
  15. Four taxa W, X, Y and Z have eight aligned sites; each string gives the bases of W, X, Y and Z in that order: site 1 AAAA, site 2 GGAA, site 3 CCTT, site 4 TCTC, site 5 AAAG, site 6 TTGG, site 7 CTTC, site 8 AGCT. Using Fitch parsimony, the length (total number of steps) of the most parsimonious unrooted tree is ____.

    Numerical answer — type the value.

    Show answer

    Answer: 11

    Steps per site on W+X | Y+Z: 0, 1, 1, 2, 1, 1, 2, 3 = 11. On W+Y | X+Z: 0, 2, 2, 1, 1, 2, 2, 3 = 13. On W+Z | X+Y: 0, 2, 2, 2, 1, 2, 1, 3 = 13. Sites 2, 3 and 6 favour W+X, site 4 favours W+Y and site 7 favours W+Z; site 5 (singleton) costs 1 and site 8 (four states) costs 3 on every tree. The shortest tree has length 11. Leaving out the uninformative sites gives 7, which is not the tree length.
  16. Two aligned mitochondrial sequences of 400 sites differ at 60 sites. Using the Jukes–Cantor correction d = −(3/4) ln(1 − 4p/3), where p is the proportion of differing sites, the estimated number of substitutions per site is ____ (to three decimal places).

    Numerical answer — type the value.

    Show answer

    Answer: 0.167

    p = 60/400 = 0.15. 4p/3 = 0.2, so 1 − 4p/3 = 0.8 and ln 0.8 = −0.2231. d = −0.75 × (−0.2231) = 0.1674, i.e. 0.167 substitutions per site. The corrected value exceeds p (0.150) because some sites have changed more than once; reporting p itself is the usual slip.
  17. For four taxa W, X, Y and Z, which aligned site (bases listed for W, X, Y and Z in that order) is parsimony-informative?

    1. AAAA
    2. AAAG
    3. AGAG
    4. AGCT
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    Answer: C — AGAG

    A site is informative only if at least two states each occur in at least two taxa. AGAG (W and Y share A, X and Z share G) costs 1 step on the tree pairing W with Y and 2 on the other two, so it discriminates. A constant site costs 0 everywhere, a singleton (AAAG) 1 everywhere and a site with four different bases 3 everywhere, so none of them prefers any tree.