Polymer Recycling, Waste Management and Sustainability
2. Identification and separation
The resin identification code is a number from 1 to 7 inside a triangle of arrows moulded on a product: 1 PET, 2 HDPE, 3 PVC, 4 LDPE, 5 PP, 6 PS, 7 other. It names the polymer, not whether it can be recycled locally. Separation exploits differences in physical properties.
| Technique | Principle | Use and limit |
|---|---|---|
| Float–sink (density) | Density against a liquid: water 1.0 g/cm³ | PE and PP (about 0.90 to 0.97) float; PS (about 1.05), PVC and PET (both about 1.3 to 1.4) sink. PVC and PET overlap |
| Near-infrared (NIR) sorting | Each polymer has a characteristic NIR absorption spectrum | Fast, automatic, air-jet ejection; fails on black plastics coloured with carbon black |
| Froth flotation | Wetting agents make some surfaces hydrophilic, others stay hydrophobic and attach to air bubbles | Separates polymers of overlapping density, for example PVC from PET |
| Electrostatic | Triboelectric charging by friction, then deflection in a high-voltage field | Dry process, for dry flakes of similar density; moisture hurts |
3. Classes of recycling: primary to quaternary, mechanical and chemical
| Class | What happens | Example |
|---|---|---|
| Primary | In-plant re-use of clean scrap into products of equal quality | Regrind of runners fed back to the moulding machine |
| Secondary | Mechanical reprocessing of used plastic, often to a lower-value product | Washed HDPE bottle flake made into pipes or crates |
| Tertiary | Chemical recycling to monomers, chemicals or fuels | PET glycolysis to BHET; pyrolysis oil |
| Quaternary | Energy recovery by controlled incineration | Waste-to-energy plant; cement kiln fuel |
Mechanical recycling (secondary) follows sort, shred, wash, dry, melt-filter, extrude and pelletise. Each cycle exposes the polymer to heat and shear, so chains undergo scission (and PET also suffers hydrolysis from moisture, lowering intrinsic viscosity, so flake is dried thoroughly and may be upgraded by solid-state polycondensation); incompatible polymers and dirt form weak phases. Properties therefore fall with each cycle, and mixed streams give low-grade products. It is cheapest and best for clean, single-polymer thermoplastics such as PET, HDPE and PP.
Chemical recycling breaks the polymer down. Pyrolysis heats plastic in the absence of oxygen (a few hundred °C) to give oil or wax, gas and char, suited to polyolefins and polystyrene (styrene-rich oil) but not PVC (HCl). Gasification (partial oxidation) gives syngas. For condensation polymers the reverse of polymerisation is possible, depolymerisation: glycolysis of PET with ethylene glycol gives BHET (bis(2-hydroxyethyl) terephthalate); methanolysis with methanol gives dimethyl terephthalate and ethylene glycol; hydrolysis with water gives terephthalic acid and ethylene glycol (nylon-6 can similarly be hydrolysed to caprolactam). The monomers can be purified and repolymerised to virgin-quality polymer, so these routes tolerate colour and some contamination, but cost more energy and capital than mechanical recycling. Polyolefins have C–C backbones and do not depolymerise cleanly, so they go to pyrolysis.
4. Thermosets, rubbers and applications of recycled material
Thermosets are crosslinked and cannot be melted or dissolved, so ordinary mechanical recycling fails. The options are grinding into powder or fibre for use as filler in new composites, pressing or panels; chemical routes such as glycolysis of polyurethane to recover polyol, solvolysis or pyrolysis of fibre composites to recover glass or carbon fibre; and energy recovery, for instance as cement-kiln fuel. Prevention (longer life, repair, design for disassembly) matters most.
Vulcanised rubber, mostly tyres, is also crosslinked. Crumb rubber is made by ambient grinding or cryogenic grinding, where liquid nitrogen cools the rubber below its glass transition so it shatters into fine, clean particles; steel and fabric are removed. Crumb goes into rubberised asphalt, sports and playground surfaces, mats and moulded goods. Devulcanisation selectively cleaves the sulphur crosslinks (S–S and C–S bonds) by thermomechanical, chemical, microwave, ultrasonic or biological means so the rubber can flow and be revulcanised, often blended with virgin rubber; some main-chain C–C scission also occurs, so properties fall short of virgin. Tyre pyrolysis yields oil, gas, recovered carbon black and steel, and tyres also serve as fuel in cement kilns.
| Recycled material | Typical applications |
|---|---|
| PET | Polyester fibre and fleece, strapping, sheet; bottle-to-bottle where food-contact approval exists |
| HDPE, PP | Pipes, crates, bins, automotive parts, non-food bottles |
| Mixed plastics | Plastic lumber, pavers, shredded plastic in bituminous roads |
| Crumb rubber | Rubberised asphalt, sports surfaces, mats |
5. Life-cycle assessment of polymer products
Life-cycle assessment (LCA), standardised in ISO 14040 and 14044, has four phases:
(1) goal and scope, including the functional unit and system boundary;
(2) life-cycle inventory (LCI), listing all inputs (materials, energy, water) and outputs (emissions, waste) of each stage;
(3) impact assessment (LCIA), converting the inventory into categories such as global warming (kg CO₂-equivalent), acidification and resource use;
(4) interpretation, with sensitivity checks. The functional unit is the quantified function that all compared systems must deliver, such as “1000 L of beverage delivered to the consumer” or “carrying 10 kg of shopping home”. Comparing per kilogram of material is wrong, because a lighter pack that costs more per kilogram can still be better per function.
System boundaries are named by their ends: cradle-to-gate (raw material to factory gate), cradle-to-grave (extraction, production, transport, use, and final disposal or recycling) and cradle-to-cradle (end of life feeds a new product). For PET bottles the important levers are bottle mass (light-weighting), recycled content, transport distance and end-of-life route, and a glass bottle is better only if reused enough times to repay its higher production and transport burden. For packaging bags, a single-use bag has a small footprint per bag, so a reusable bag wins only above a break-even number of uses, and a paper bag is not automatically better. Results change with the allocation method and the recycling credit, which must be stated.
6. Biodegradable and compostable polymers, and microplastics
Biodegradable means broken down by microorganisms into CO₂, water and biomass (and methane without oxygen); the rate depends on the environment, not on the polymer alone. Bio-based (made from renewable feedstock) and biodegradable are different: bio-polyethylene is bio-based but not biodegradable, whereas PBAT is fossil-based but biodegradable. Compostable adds that the material biodegrades under composting conditions within a set time and leaves no toxic residue, as certified under standards such as EN 13432 and ASTM D6400, with biodegradation measured as CO₂ evolved (for example in ISO 14855). PLA needs the warm (around 58 °C), controlled conditions of an industrial composter and degrades very slowly in soil or sea, while some PHAs also degrade in soil and marine settings. Oxo-degradable plastics only fragment through pro-oxidant additives and are not biodegradable.
Segregation and disposal. Compostable plastics should go to industrial composting or anaerobic digestion where such a facility accepts them, not into the PET or polyolefin recycling stream, where PLA is a contaminant that spoils the recyclate; they should not be littered, since they will not rapidly degrade outside the right conditions. Clear labelling and certification marks, colour coding and separate collection allow this. Where no facility exists, a compostable bag is just waste.
Microplastics are plastic particles smaller than 5 mm (the usual upper limit); nanoplastics are smaller still (below about 1 µm). Primary microplastics are made small: cosmetic microbeads, industrial abrasives and pre-production pellets, or shed in use, such as tyre-wear particles and synthetic-textile fibres released in washing. Secondary microplastics come from fragmentation of larger litter by sunlight (photo-oxidation), abrasion and waves. They persist, spread through water, soil and air, are ingested by organisms and enter food chains, adsorb hydrophobic pollutants and may carry additives and microbes. Controls include bans on microbeads, filters on washing machines, better capture in wastewater treatment and less littering.
Key takeaways
- Post-consumer plastic is mixed and dirty, which makes sorting the costly step; burning chlorinated plastics gives HCl and dioxins; the Indian rules use EPR.
- Resin codes are 1 PET, 2 HDPE, 3 PVC, 4 LDPE, 5 PP, 6 PS, 7 other; PE and PP float in water, PS, PVC and PET sink, and PVC/PET need NIR, flotation or electrostatic separation.
- Primary is in-plant re-use, secondary mechanical, tertiary chemical (pyrolysis, glycolysis, methanolysis, hydrolysis) and quaternary energy recovery.
- Thermosets and vulcanised rubber cannot melt: use them as filler, devulcanise, make crumb, pyrolyse or burn for energy.
- LCA has four ISO phases; compare on a functional unit, not per kilogram, and state the boundary (cradle-to-grave) and allocation.
- Bio-based is not biodegradable; compostable needs certified composting, kept out of PET recycling; microplastics are below 5 mm, primary or secondary.
Practice questions (16)
Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.
On the resin identification code, the number 5 inside the triangle of arrows stands for
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Answer: D — polypropylene
The code runs 1 PET, 2 HDPE, 3 PVC, 4 LDPE, 5 PP, 6 PS, 7 other. Polystyrene is 6, LDPE is 4 and PVC is 3.A mixed flake stream of PE, PP, PS, PVC and PET is placed in water of density 1.00 g/cm³. Which pair floats?
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Answer: C — PE and PP, with densities under 1.0 g/cm³
PE (about 0.91 to 0.97) and PP (about 0.90) are less dense than water and float; PS (about 1.05), PVC and PET (about 1.3 to 1.4) sink. A denser salt solution is needed to float PS.A well-known limitation of near-infrared sorting of plastics is that
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Answer: D — items coloured black with carbon black absorb the radiation and cannot be identified
Carbon black absorbs near-infrared strongly, so black plastics return no usable spectrum. NIR does separate polymers by characteristic absorption, works on dry solid items at speed and needs no heating.A small amount of PVC in a PET recycling stream is especially damaging because
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Answer: A — PVC decomposes at PET processing temperatures, releasing HCl that degrades and discolours the PET
PVC degrades well below PET melt-processing temperature and releases hydrogen chloride, which attacks PET. Its density is close to PET, which is why float–sink cannot remove it, but it can be detected by NIR or X-ray based sorters.In the primary to quaternary classification of recycling, quaternary recycling is
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Answer: B — energy recovery by controlled incineration of waste plastic
Quaternary recycling is energy recovery. In-plant re-use of scrap is primary, mechanical reprocessing is secondary, and chemical recovery of monomers or fuels is tertiary.Glycolysis of waste PET, using excess ethylene glycol and a catalyst, mainly yields
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Answer: C — BHET (bis(2-hydroxyethyl) terephthalate) and oligomers
Glycolysis breaks the ester links with ethylene glycol to give BHET and oligomers. Dimethyl terephthalate comes from methanolysis, styrene-rich oil from polystyrene pyrolysis, and caprolactam, the monomer of nylon-6, from depolymerising nylon-6.In devulcanisation of scrap rubber the ideal process is to
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Answer: C — cleave the S–S and C–S crosslinks selectively, sparing the main chain
Devulcanisation aims to break the crosslinks so the rubber can flow and be revulcanised, while preserving the main chain. Full chain scission gives a degraded, low-grade product, and in practice some main-chain scission does occur, which limits the properties.A life-cycle comparison of a PET bottle and a glass bottle for a beverage is to be fair. Which functional unit is appropriate?
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Answer: D — delivering 1000 L of beverage to consumers, with all packaging and reuses counted
The functional unit must express the service delivered, here beverage delivered, so that packs of different mass, volume and reuse are compared on equal terms. Per kilogram or per bottle ignores that glass is heavier but can be refilled.Bio-polyethylene made from sugar-cane ethanol is best described as
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Answer: B — bio-based but not biodegradable, since its structure is ordinary polyethylene
Origin of the carbon (bio-based) and the ability to biodegrade are separate: bio-polyethylene has the same structure as fossil polyethylene and is not biodegradable. PBAT shows the opposite combination: fossil-based but biodegradable.Select ALL correct statements about identification and separation of plastics.
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Answer: A — Froth flotation can separate polymers of similar density by making their surface wettability different; B — Electrostatic separation uses triboelectric charging and deflection in a high-voltage field; D — The resin identification code identifies the polymer, not whether local recycling exists
Flotation, electrostatic separation and the meaning of the code are correct. PE and PP both float in water, so water cannot separate them.Select ALL correct statements about recycling routes.
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Answer: A — Mechanical recycling lowers PET intrinsic viscosity if the flake is not dried, through hydrolysis; B — Pyrolysis heats plastic without oxygen to give oil, gas and char; C — Cryogenic grinding uses liquid nitrogen to make rubber brittle before size reduction
Hydrolytic degradation of PET, pyrolysis and cryogenic grinding are stated correctly. Crosslinked thermosets cannot be remelted.Select ALL correct statements about life-cycle assessment.
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Answer: A — The inventory phase lists inputs and outputs of each stage of the product system; B — Cradle-to-grave extends from raw-material extraction to final disposal or recycling; D — The impact assessment converts inventory data into categories such as kg CO₂-equivalent
Inventory, boundary and impact assessment are described correctly. A reusable bag carries a larger production burden and wins only after its break-even number of uses.Select ALL correct statements about biodegradable polymers and microplastics.
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Answer: A — Microplastics are plastic particles smaller than 5 mm; B — Tyre-wear particles and fibres shed in laundry are primary microplastics; D — Compostable plastics should be kept out of the PET recycling stream
The size limit, the primary sources and the segregation rule are right. PLA needs industrial composting conditions and degrades very slowly in cold seawater.A plant must make 2160 kg of bottle resin containing 25% recycled PET by mass. Recycled pellets are made from collected bales with an overall bale-to-pellet yield of 72% (sorting and washing, then reprocessing). The bale mass required is ____ kg (integer).
Numerical answer — type the value.
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Answer: 750
Recycled pellets needed = 0.25 × 2160 = 540 kg. Bales = 540 / 0.72 = 750 kg. Multiplying by 0.72 instead of dividing gives 389 kg, the usual slip.In a comparison where the functional unit is carrying shopping home on one trip, a single-use bag has a footprint of 0.045 kg CO₂e per trip and a reusable bag has a footprint of 1.8 kg CO₂e, all of it from production (use and disposal add nothing). Each trip replaces one single-use bag. The number of trips at which the two footprints are equal is ____ (integer).
Numerical answer — type the value.
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Answer: 40
Break-even n satisfies 0.045 n = 1.8, so n = 1.8 / 0.045 = 40 trips. Beyond 40 uses the reusable bag has the lower total.The functional unit is 1000 L of beverage in 1.0 L PET bottles of 28 g each. Take 2.2 kg CO₂e per kg for virgin PET and 0.9 kg CO₂e per kg for recycled PET, and let 30% of the PET mass be recycled. Considering only the PET resin, the footprint per functional unit is ____ kg CO₂e (one decimal place).
Numerical answer — type the value.
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Answer: 50.7
1000 bottles × 0.028 kg = 28 kg PET. Mass-weighted factor = 0.70 × 2.2 + 0.30 × 0.9 = 1.54 + 0.27 = 1.81 kg CO₂e per kg. Footprint = 28 × 1.81 = 50.68, so 50.7 kg CO₂e. All-virgin PET would give 61.6.